Optimizing Courtyard Vegetation for Outdoor Thermal Comfort in Hot-Summer and Cold-Winter Regions: A Machine Learning and SHAP Approach

Vegetation can mitigate courtyard heat stress, but nonlinear and interactive effects of canopy amount, layout continuity, and species composition remain poorly quantified for semi-enclosed courtyards in hot-summer and cold-winter regions. Using a single representative courtyard in Wuhan, this study coupled ENVI-met /RayMan Pro simulation with a Random Forest surrogate and SHAP interpretation to examine how tree canopy coverage (TCC), layout pattern (LP), and evergreen-to-deciduous ratio (ETR) affect physiological equivalent temperature (PET). Twenty greening scenarios were simulated over five representative meteorological days (2400 hourly samples). The surrogate achieved R2 = 0.98 and RMSE = 1.28 °C. Meteorological and solar variables contributed >93% of global SHAP attribution, whereas TCC, LP, and ETR together contributed 6.3%. Vegetation–PET relationships were condition-specific, and SHAP interactions were non-monotonic. Matched-pair simulations holding TCC and ETR constant showed that layout effects involve spatial continuity and orientation relative to building shade and airflow, not canopy amount alone. Relative to the baseline ATCP of 11.33%, the best tested configuration reached 19.80% (+8.47 percentage points), and all configurations reduced absolute PET deviation. These findings provide a case-conditional screening framework; generalization requires multi-courtyard validation.

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Publication Details

Journal
Forests
Published
2026-11-11
DOI
https://doi.org/10.3390/f17111345
Primary Topic
Urban Heat Island Mitigation
Type
article
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article

Optimizing Courtyard Vegetation for Outdoor Thermal Comfort in Hot-Summer and Cold-Winter Regions: A Machine Learning and SHAP Approach

Bailing Zhou, Niejiaying Xie, Ziheng Yu
Forests
Urban Heat Island Mitigation
article

Optimizing Courtyard Vegetation for Outdoor Thermal Comfort in Hot-Summer and Cold-Winter Regions: A Machine Learning and SHAP Approach

Bailing Zhou, Niejiaying Xie, Ziheng Yu
article en

Abstract

Vegetation can mitigate courtyard heat stress, but nonlinear and interactive effects of canopy amount, layout continuity, and species composition remain poorly quantified for semi-enclosed courtyards in hot-summer and cold-winter regions. Using a single representative courtyard in Wuhan, this study coupled ENVI-met /RayMan Pro simulation with a Random Forest surrogate and SHAP interpretation to examine how tree canopy coverage (TCC), layout pattern (LP), and evergreen-to-deciduous ratio (ETR) affect physiological equivalent temperature (PET). Twenty greening scenarios were simulated over five representative meteorological days (2400 hourly samples). The surrogate achieved R2 = 0.98 and RMSE = 1.28 °C. Meteorological and solar variables contributed >93% of global SHAP attribution, whereas TCC, LP, and ETR together contributed 6.3%. Vegetation–PET relationships were condition-specific, and SHAP interactions were non-monotonic. Matched-pair simulations holding TCC and ETR constant showed that layout effects involve spatial continuity and orientation relative to building shade and airflow, not canopy amount alone. Relative to the baseline ATCP of 11.33%, the best tested configuration reached 19.80% (+8.47 percentage points), and all configurations reduced absolute PET deviation. These findings provide a case-conditional screening framework; generalization requires multi-courtyard validation.

ForestsVol. 17(11)
Wuhan University of Science and Technology (CN)
Urban Heat Island Mitigation
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