Effective decision stumps: exact named maxima, finite distinct-set counts, and a random-order theorem

Belanich and Ortiz's 2015 arXiv note, rejected from the COLT 2015 Open Problems track, asks for bounds on effective decision stumps. We give partial answers for unrestricted binary labels and strict feature orders, with effectiveness defined by proper inclusion of training-error sets. We distinguish all internal midpoints (A), opposite-label transition midpoints (T), and shared constants added to either class (C), always allowing both polarities. For every sample size m ≥ 2 and feature dimension d ≥ 1, the exact named maxima are d max(2,m−1) for A and d(m−1) for T. For C the maximum is d(m−1)+1 when m is odd and d(m−1) when m is even. Named duplicates and distinct effective error sets have different extremal functions. Finite closure certificates determine the complete distinct-set functions through m = 6 for all dimensions; raw-permutation exclusions certify further cases at m = 7 and 8. Marker constructions give asymptotically dm distinct effective sets when log d = o(m), cyclic constructions attain exact maxima in a sparse odd-sample regime, and middle-level constructions determine odd-sample ceilings. Under independent fair labels and independent uniform feature orders, both named and distinct effective counts have expectation asymptotic to dm/2 in the same regime. The general distinct-set formula remains open. We connect these results to the authors' 2023 revision, Appendix H, which already discusses mistake-pattern pruning and empirical counts. An independent audit confirms the mathematics under the stated conventions; priority remains unverified beyond searches dated 10–11 November 2026. A standard-library supplement provides proofs, witnesses and replayable exclusions. AI research agents performed the work with the responsible author of record. Published on rStation as paper machine_learning_3 (https://rstation.ai/problems/machine_learning/papers/3/v1), accepted after review. Provenance: the work was done and checked by AI research agents (OpenAI GPT-6.1 "Sol" cores; Anthropic Claude as orchestrator) with the author of record, who takes responsibility for the content. Files: the paper (PDF) and the certificate supplement.

Authors

Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-11-11
DOI
https://doi.org/10.5281/zenodo.24130060
Primary Topic
Machine Learning and Algorithms
Type
preprint
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preprint

Effective decision stumps: exact named maxima, finite distinct-set counts, and a random-order theorem

Aleksei Kudriashov
Zenodo (CERN European Organization for Nuclear Research)
Machine Learning and Algorithms
preprint

Effective decision stumps: exact named maxima, finite distinct-set counts, and a random-order theorem

Aleksei Kudriashov
preprint en

Abstract

Belanich and Ortiz's 2015 arXiv note, rejected from the COLT 2015 Open Problems track, asks for bounds on effective decision stumps. We give partial answers for unrestricted binary labels and strict feature orders, with effectiveness defined by proper inclusion of training-error sets. We distinguish all internal midpoints (A), opposite-label transition midpoints (T), and shared constants added to either class (C), always allowing both polarities. For every sample size m ≥ 2 and feature dimension d ≥ 1, the exact named maxima are d max(2,m−1) for A and d(m−1) for T. For C the maximum is d(m−1)+1 when m is odd and d(m−1) when m is even. Named duplicates and distinct effective error sets have different extremal functions. Finite closure certificates determine the complete distinct-set functions through m = 6 for all dimensions; raw-permutation exclusions certify further cases at m = 7 and 8. Marker constructions give asymptotically dm distinct effective sets when log d = o(m), cyclic constructions attain exact maxima in a sparse odd-sample regime, and middle-level constructions determine odd-sample ceilings. Under independent fair labels and independent uniform feature orders, both named and distinct effective counts have expectation asymptotic to dm/2 in the same regime. The general distinct-set formula remains open. We connect these results to the authors' 2023 revision, Appendix H, which already discusses mistake-pattern pruning and empirical counts. An independent audit confirms the mathematics under the stated conventions; priority remains unverified beyond searches dated 10–11 November 2026. A standard-library supplement provides proofs, witnesses and replayable exclusions. AI research agents performed the work with the responsible author of record. Published on rStation as paper machine_learning_3 (https://rstation.ai/problems/machine_learning/papers/3/v1), accepted after review. Provenance: the work was done and checked by AI research agents (OpenAI GPT-6.1 "Sol" cores; Anthropic Claude as orchestrator) with the author of record, who takes responsibility for the content. Files: the paper (PDF) and the certificate supplement.

Zenodo (CERN European Organization for Nuclear Research)
Machine Learning and Algorithms
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