Smale's mean value constant (1981) equals 4

For a complex polynomial p of degree d ≥ 2 with p(0) = 0 and p′(0) ≠ 0, let S(p) be the minimum of |p(c)/(c p′(0))| over the critical points c of p, and let K(d) be the supremum of S(p) over all such p of degree d. In 1981 Smale proved that K(d) ≤ 4 for every d, and asked whether 4 can be replaced by 1. We prove that Smale's mean value constant supd K(d) equals 4 and that K(d) → 4 as d → ∞, combining a reduction due to Jatar and Ng with an explicit construction. In particular, 4 cannot be replaced by any smaller constant. Each K(d) is known to be below 4, so the supremum is not attained. The main result has also been formalized in the Lean 4 proof assistant.

Authors

Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-11-10
DOI
https://doi.org/10.5281/zenodo.24069884
Primary Topic
Mathematical Dynamics and Fractals
Type
preprint
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
NOV
preprint

Smale's mean value constant (1981) equals 4

Dave Goel
Zenodo (CERN European Organization for Nuclear Research)
Mathematical Dynamics and Fractals
preprint

Smale's mean value constant (1981) equals 4

Dave Goel
preprint en

Abstract

For a complex polynomial p of degree d ≥ 2 with p(0) = 0 and p′(0) ≠ 0, let S(p) be the minimum of |p(c)/(c p′(0))| over the critical points c of p, and let K(d) be the supremum of S(p) over all such p of degree d. In 1981 Smale proved that K(d) ≤ 4 for every d, and asked whether 4 can be replaced by 1. We prove that Smale's mean value constant supd K(d) equals 4 and that K(d) → 4 as d → ∞, combining a reduction due to Jatar and Ng with an explicit construction. In particular, 4 cannot be replaced by any smaller constant. Each K(d) is known to be below 4, so the supremum is not attained. The main result has also been formalized in the Lean 4 proof assistant.

Zenodo (CERN European Organization for Nuclear Research)
Mathematical Dynamics and Fractals
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.

Laika access coming soon
Smale's mean value constant (1981) equals 4 — Dave Goel · Zenodo (CERN European Organization for Nuclear Research) (2026) | TGRS Research Map | TGRS