Mechanical properties and acoustic emission characteristics of fissured shale under true triaxial unloading and reloading

Abstract Excavation unloading and subsequent support affect the stability of fissured rock around tunnels. True triaxial unloading and reloading tests were conducted on shale specimens with different fissure inclinations, numbers, and configurations. Acoustic emission (AE) counts and energy were monitored throughout testing. At a fissure inclination of 45°, increasing fissure number from zero to three reduced peak strength from 119.4 to 44.7 MPa and elastic modulus from 12.06 to 4.72 GPa. Three failure processes were identified: a stress drop followed by recovery and failure, failure without a distinct preceding drop, and a drop coinciding with failure. Unloading strain in the minor principal stress direction was approximately two to five times that in the major principal stress direction. AE activity increased sharply near failure, whereas cumulative counts decreased as fissure configurations became more complex. Bedding promoted interlayer cracking and influenced crack propagation. Adding a third fissure increased the failure angle from 61° to approximately 76° and intensified fragmentation. These results indicate that fissure geometry, rock bridge continuity, and bedding jointly control shale deformation and failure. The findings provide experimental evidence for stability assessment, support design, and damage monitoring in fractured shale tunnels.

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Publication Details

Journal
Research Square
Published
2026-11-10
DOI
https://doi.org/10.21203/rs.3.rs-11456607/v1
Primary Topic
Rock Mechanics and Modeling
Type
preprint
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preprint

Mechanical properties and acoustic emission characteristics of fissured shale under true triaxial unloading and reloading

Beiyi Dong, Dongliang Ji, Chao Kong, Minghao Ruan et al.
Research Square
Rock Mechanics and Modeling
preprint

Mechanical properties and acoustic emission characteristics of fissured shale under true triaxial unloading and reloading

Beiyi Dong, Dongliang Ji, Chao Kong, Minghao Ruan, Qian Yan, Xinqiang Gao
preprint en

Abstract

Abstract Excavation unloading and subsequent support affect the stability of fissured rock around tunnels. True triaxial unloading and reloading tests were conducted on shale specimens with different fissure inclinations, numbers, and configurations. Acoustic emission (AE) counts and energy were monitored throughout testing. At a fissure inclination of 45°, increasing fissure number from zero to three reduced peak strength from 119.4 to 44.7 MPa and elastic modulus from 12.06 to 4.72 GPa. Three failure processes were identified: a stress drop followed by recovery and failure, failure without a distinct preceding drop, and a drop coinciding with failure. Unloading strain in the minor principal stress direction was approximately two to five times that in the major principal stress direction. AE activity increased sharply near failure, whereas cumulative counts decreased as fissure configurations became more complex. Bedding promoted interlayer cracking and influenced crack propagation. Adding a third fissure increased the failure angle from 61° to approximately 76° and intensified fragmentation. These results indicate that fissure geometry, rock bridge continuity, and bedding jointly control shale deformation and failure. The findings provide experimental evidence for stability assessment, support design, and damage monitoring in fractured shale tunnels.

Research Square
Southwest University of Science and Technology (CN), Shijiazhuang Tiedao University (CN)
Rock Mechanics and Modeling
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