From Correlation to Causation: A Hybrid Physics-Data Approach with Double Machine Learning for Interpretable Phosphorus Regulation in Water Systems

Abstract Artificial intelligence (AI) offers transformative potential for wastewater treatment plant (WWTP) optimization, yet black-box models often suffer from physical inconsistency and poor interpretability, causing overprediction and operational risks. This study develops a hybrid physics-data-driven framework (Phys-VMD-BiTCN-iTransformer) to enhance reliability of effluent total phosphorus (TP) prediction and control. By leveraging Variational Mode Decomposition (VMD) and Bidirectional Temporal Convolutional Network (BiTCN) for spatiotemporal feature extraction, and improved Transformer (iTransformer) for long-term dependency modeling, the framework integrates operational data with seven mechanistic features derived from ASM2d and physical laws. To transition from correlation to causality, a Double Machine Learning (DML) framework was implemented. Causal inference identified Aeration Tank 1 Dissolved Oxygen (AT1 DO) and Hydrolysis Tank 1 Oxidation–Reduction Potential (HT1 ORP) as primary drivers of effluent TP fluctuations. Based on these insights, an 8-tier staged DO adjustment strategy was developed; scenario analysis showed the effluent TP compliance rate increased from 36.1% to 58.7%, while reducing exceedance risk and unnecessary energy and chemical costs. The framework bridges deep-learning architectures with practical engineering logic. By providing interpretable causal pathways and a reliable control coefficient (K = 0.15), this research offers a scalable solution for intelligent, sustainable water systems.

Authors

Institutions

Publication Details

Journal
Environmental Science & Technology
Published
2026-11-09
DOI
https://doi.org/10.1021/acs.est.6c09855
Primary Topic
Water Quality Monitoring and Analysis
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
NOV
article

From Correlation to Causation: A Hybrid Physics-Data Approach with Double Machine Learning for Interpretable Phosphorus Regulation in Water Systems

Ning Deng, Zhaocai Wang, Mengyao An, Jiachen Kong et al.
Environmental Science & Technology
Water Quality Monitoring and Analysis
article

From Correlation to Causation: A Hybrid Physics-Data Approach with Double Machine Learning for Interpretable Phosphorus Regulation in Water Systems

Ning Deng, Zhaocai Wang, Mengyao An, Jiachen Kong, Fuping Jiang
article en

Abstract

Abstract Artificial intelligence (AI) offers transformative potential for wastewater treatment plant (WWTP) optimization, yet black-box models often suffer from physical inconsistency and poor interpretability, causing overprediction and operational risks. This study develops a hybrid physics-data-driven framework (Phys-VMD-BiTCN-iTransformer) to enhance reliability of effluent total phosphorus (TP) prediction and control. By leveraging Variational Mode Decomposition (VMD) and Bidirectional Temporal Convolutional Network (BiTCN) for spatiotemporal feature extraction, and improved Transformer (iTransformer) for long-term dependency modeling, the framework integrates operational data with seven mechanistic features derived from ASM2d and physical laws. To transition from correlation to causality, a Double Machine Learning (DML) framework was implemented. Causal inference identified Aeration Tank 1 Dissolved Oxygen (AT1 DO) and Hydrolysis Tank 1 Oxidation–Reduction Potential (HT1 ORP) as primary drivers of effluent TP fluctuations. Based on these insights, an 8-tier staged DO adjustment strategy was developed; scenario analysis showed the effluent TP compliance rate increased from 36.1% to 58.7%, while reducing exceedance risk and unnecessary energy and chemical costs. The framework bridges deep-learning architectures with practical engineering logic. By providing interpretable causal pathways and a reliable control coefficient (K = 0.15), this research offers a scalable solution for intelligent, sustainable water systems.

Environmental Science & Technology
Shanghai University (CN), Shanghai Ocean University (CN)
Water Quality Monitoring and Analysis
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.

Laika access coming soon