Concern seriousness quantified in regulatory decisions as a main factor in questioning safe, trustworthy medical practice: a cross-sectional study

Background: The main factors related to regulatory decision outcomes reflect the pragmatic expectations of physicians to deliver safe patient care and uphold trust in the profession. Yet empirically understanding critical ones, like concern seriousness, has proven difficult. Methods: In this cross-sectional study, we developed a new quantitative measure of concern seriousness via expert focus groups. Using multivariate modelling, we investigated its statistical association with regulatory decisions about all physicians involved in the UK over the 10 years ending with March 2023, within a population of 416,610. Decisions by stage were: whether to investigate complaints; investigation outcomes, including adjudication hearing referral; and hearing outcomes. We controlled for dozens of potential confounders, simultaneously addressing many live questions; giving adjusted odds ratios for associations of outcomes to: criminal conviction, seriousness, allegation types, complaint sources, practice type (e.g. GP, paediatrician, trainee), workplace history, personal characteristics (e.g. age, sex), international/domestic qualification, socioeconomics (e.g. childhood deprivation), exam results (e.g. IELTS), and many more. Results: Severe outcomes predominantly related to factors similar across stages: criminal conviction, high seriousness, allegations of criminality, honesty or fairness, and the complaint coming from the physician's employer, police, or others acting in a professional capacity. Controlling for seriousness chiefly adjusted associations to conviction and allegation types, explaining some away. Conclusions: All else equal, the seriousness of concerns was one of the main factors related to regulatory outcomes. Such main factors underline what is practically expected of physicians to avoid for safe and trustworthy medical practice.

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Publication Details

Journal
medRxiv
Published
2026-11-09
DOI
https://doi.org/10.64898/2026.11.09.26366477
Primary Topic
Medical Malpractice and Liability Issues
Type
preprint
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preprint

Concern seriousness quantified in regulatory decisions as a main factor in questioning safe, trustworthy medical practice: a cross-sectional study

Javier A. Caballero
medRxiv
Medical Malpractice and Liability Issues
preprint

Concern seriousness quantified in regulatory decisions as a main factor in questioning safe, trustworthy medical practice: a cross-sectional study

Javier A. Caballero
preprint en

Abstract

Background: The main factors related to regulatory decision outcomes reflect the pragmatic expectations of physicians to deliver safe patient care and uphold trust in the profession. Yet empirically understanding critical ones, like concern seriousness, has proven difficult. Methods: In this cross-sectional study, we developed a new quantitative measure of concern seriousness via expert focus groups. Using multivariate modelling, we investigated its statistical association with regulatory decisions about all physicians involved in the UK over the 10 years ending with March 2023, within a population of 416,610. Decisions by stage were: whether to investigate complaints; investigation outcomes, including adjudication hearing referral; and hearing outcomes. We controlled for dozens of potential confounders, simultaneously addressing many live questions; giving adjusted odds ratios for associations of outcomes to: criminal conviction, seriousness, allegation types, complaint sources, practice type (e.g. GP, paediatrician, trainee), workplace history, personal characteristics (e.g. age, sex), international/domestic qualification, socioeconomics (e.g. childhood deprivation), exam results (e.g. IELTS), and many more. Results: Severe outcomes predominantly related to factors similar across stages: criminal conviction, high seriousness, allegations of criminality, honesty or fairness, and the complaint coming from the physician's employer, police, or others acting in a professional capacity. Controlling for seriousness chiefly adjusted associations to conviction and allegation types, explaining some away. Conclusions: All else equal, the seriousness of concerns was one of the main factors related to regulatory outcomes. Such main factors underline what is practically expected of physicians to avoid for safe and trustworthy medical practice.

medRxiv
General Medical Council (GB)
Medical Malpractice and Liability Issues
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Concern seriousness quantified in regulatory decisions as a main factor in questioning safe, trustworthy medical practice: a cross-sectional study — Javier A. Caballero · medRxiv (2026) | TGRS Research Map | TGRS