Multi-Objective Constrained Deep Q-Networks for Supplier Selection and Order Allocation in Sustainable Supply Chains

Abstract Sustainable sourcing requires sequential decisions that couple discrete supplier admission, integer order quantities, stochastic lead times, inventory, and competing economic, environmental, and service objectives. We formulate this setting as a preference-conditioned constrained Markov decision process with state-dependent, mixed-integer action feasibility and distributional tail-risk requirements. We develop ParetoShield-Q, a multi-objective deep Q-learning formulation that uses an augmented Chebyshev action functional over distributional cost-to-go estimates and a completion-feasibility oracle to construct executable supplier allocations. The same constrained Bellman operator jointly determines which objectives are optimized, which downstream risks are penalized, and which supplier--quantity assignments are legally selectable. We establish conditional one-step feasibility and finite-candidate Pareto-efficiency properties, and provide an evaluation protocol based on the public M5 demand data and a public supplier-attribute dataset. The study presents seven quantitative tables and eight vector figures spanning multi-objective performance, preference control, cost composition, operational feasibility, ablations, disruption response, and computational scaling. The visualizations reproduce the tabulated numerical summaries without constructing unobserved run-level training traces. Independent reproduction requires the source training runs, scenario configurations, and optimizer logs.

Authors

Institutions

Publication Details

Journal
Research Square
Published
2026-11-09
DOI
https://doi.org/10.21203/rs.3.rs-11377745/v1
Primary Topic
Supply Chain and Inventory Management
Type
preprint

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
NOV
preprint

Multi-Objective Constrained Deep Q-Networks for Supplier Selection and Order Allocation in Sustainable Supply Chains

Xuwen Cao, Yangcui Weng, Zihan Wang, Miao Li
Research Square
Supply Chain and Inventory Management
preprint

Multi-Objective Constrained Deep Q-Networks for Supplier Selection and Order Allocation in Sustainable Supply Chains

Xuwen Cao, Yangcui Weng, Zihan Wang, Miao Li
preprint en

Abstract

Abstract Sustainable sourcing requires sequential decisions that couple discrete supplier admission, integer order quantities, stochastic lead times, inventory, and competing economic, environmental, and service objectives. We formulate this setting as a preference-conditioned constrained Markov decision process with state-dependent, mixed-integer action feasibility and distributional tail-risk requirements. We develop ParetoShield-Q, a multi-objective deep Q-learning formulation that uses an augmented Chebyshev action functional over distributional cost-to-go estimates and a completion-feasibility oracle to construct executable supplier allocations. The same constrained Bellman operator jointly determines which objectives are optimized, which downstream risks are penalized, and which supplier--quantity assignments are legally selectable. We establish conditional one-step feasibility and finite-candidate Pareto-efficiency properties, and provide an evaluation protocol based on the public M5 demand data and a public supplier-attribute dataset. The study presents seven quantitative tables and eight vector figures spanning multi-objective performance, preference control, cost composition, operational feasibility, ablations, disruption response, and computational scaling. The visualizations reproduce the tabulated numerical summaries without constructing unobserved run-level training traces. Independent reproduction requires the source training runs, scenario configurations, and optimizer logs.

Research Square
Guangxi University of Finance and Economics (CN), Changzhou Vocational Institute of Textile and Garment (CN), Wuhan Business University (CN), Wuhan Technical College of Communications (CN)
National Natural Science Foundation of China, Wuhan Business University
Supply Chain and Inventory Management
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.

Laika access coming soon