An overview of Data Envelopment Analysis applications and methodological approaches in water resources management

Abstract The use of mathematical models, such as D​​ata E​nvelopment Analysis (DEA), has become increasingly frequent in the literature on water resources management. Given the pressures posed by climate change and water scarcity, this review examines how DEA has been applied in studies in this field. Specifically, the review included 99 articles selected through a systematic review process following the PRISMA protocol. These articles were analyzed according to six categories: (i) general information, (ii) application context and sector, (iii) DEA model and orientation, (iv) input–output structure, (v) DEA advanced extensions, (vi) limitations and practical implications reported in the literature. The main findings indicate a predominance of studies at the national level, although the primary scale of application is regional/provincial, with sample size typically ranging from 11 to 30 DMUs. There is a recurring use of variable returns-to-scale models, with an emphasis on economic and productivity inputs and outputs associated with water resources. Extensions focused on performance discrimination and benchmarking stand out, indicating a concern with the analytical and comparative capacity of the applied models. The data are limited in terms of frequency, availability, quality, and granularity. The main practical implications concern public policies related to water governance, including regulatory design and resource allocation. The review reveals a tendency toward analytical reductionism, with limited attention to social dimensions and uncertainty. Drawing on the findings of this review and the corpus analyzed, a ten-step guide is proposed for applying DEA in water resources management.

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Publication Details

Journal
Environment Systems & Decisions
Published
2026-11-07
DOI
https://doi.org/10.1007/s10669-026-10158-y
Primary Topic
Efficiency Analysis Using DEA
Type
article
Field-Weighted Citation Impact
0.00

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article

An overview of Data Envelopment Analysis applications and methodological approaches in water resources management

Denise Helena Lombardo Ferreira, Lucas Antônio Gomes do Carmo, Bruna Ângela Branchi, Walef Pena Guedes et al.
1 links
Environment Systems & Decisions
Efficiency Analysis Using DEA
article

An overview of Data Envelopment Analysis applications and methodological approaches in water resources management

Denise Helena Lombardo Ferreira, Lucas Antônio Gomes do Carmo, Bruna Ângela Branchi, Walef Pena Guedes, Álvaro de Oliveira D’Antona, Laura Moraes de Carvalho
article en

Abstract

Abstract The use of mathematical models, such as D​​ata E​nvelopment Analysis (DEA), has become increasingly frequent in the literature on water resources management. Given the pressures posed by climate change and water scarcity, this review examines how DEA has been applied in studies in this field. Specifically, the review included 99 articles selected through a systematic review process following the PRISMA protocol. These articles were analyzed according to six categories: (i) general information, (ii) application context and sector, (iii) DEA model and orientation, (iv) input–output structure, (v) DEA advanced extensions, (vi) limitations and practical implications reported in the literature. The main findings indicate a predominance of studies at the national level, although the primary scale of application is regional/provincial, with sample size typically ranging from 11 to 30 DMUs. There is a recurring use of variable returns-to-scale models, with an emphasis on economic and productivity inputs and outputs associated with water resources. Extensions focused on performance discrimination and benchmarking stand out, indicating a concern with the analytical and comparative capacity of the applied models. The data are limited in terms of frequency, availability, quality, and granularity. The main practical implications concern public policies related to water governance, including regulatory design and resource allocation. The review reveals a tendency toward analytical reductionism, with limited attention to social dimensions and uncertainty. Drawing on the findings of this review and the corpus analyzed, a ten-step guide is proposed for applying DEA in water resources management.

Environment Systems & DecisionsVol. 47(1)
Universidade Estadual de Campinas (UNICAMP) (BR), Pontifícia Universidade Católica de Campinas (BR)
Fundação de Amparo à Pesquisa do Estado de São Paulo, Coordenação de Aperfeiçoamento de Pessoal de Nível Superior, Conselho Nacional de Desenvolvimento Científico e Tecnológico, Pontificia Universidade Catolica de Campinas, Universidade Estadual de Campinas
Clean water and sanitation
Openalex Percentile: Top 14%
Efficiency Analysis Using DEA
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