Hybrid Extended Kalman Filtering and Feedforward Neural Correction for Lithium-Ion Battery State-of-Charge Estimation

Abstract Estimating the state of charge (SOC) of a lithium-ion battery from terminal measurements is difficult because voltage depends on load, temperature and internal polarization as well as remaining charge. This study evaluates a hybrid estimator coupling a calibrated, temperature-dependent first-order equivalent-circuit extended Kalman filter (EKF) with a feedforward neural network (FNN). Rather than predicting SOC independently, the FNN uses causal measurement history and EKF diagnostics to produce two bounded corrections: a voltage-model offset applied within the EKF observation update and an output-only SOC residual correction. The frozen network was developed using four Panasonic 18650PF recordings and two development-validation recordings. In a diagnostic replay of ten previously examined automotive load-profile recordings at 10°C and 25°C, equal-weighted mean recording-level RMSE against a charge-counter-derived SOC reference decreased from 0.5863 to 0.4516 SOC percentage points, a 22.98% relative reduction. Eight recordings improved, while both UDDS recordings deteriorated. Although the results demonstrate reproducible condition-dependent error correction, the reference relies on an assumed 2.79826 Ah capacity, benchmark recordings were previously inspected, and no independent multi-cell generalization or safety claim is made.

Authors

Institutions

Publication Details

Journal
Research Square
Published
2026-11-06
DOI
https://doi.org/10.21203/rs.3.rs-11634907/v1
Primary Topic
Battery Modeling and Management
Type
preprint
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
NOV
preprint

Hybrid Extended Kalman Filtering and Feedforward Neural Correction for Lithium-Ion Battery State-of-Charge Estimation

Mayank Goswami, Daksh Rastogi
2 links
Research Square
Battery Modeling and Management
preprint

Hybrid Extended Kalman Filtering and Feedforward Neural Correction for Lithium-Ion Battery State-of-Charge Estimation

Mayank Goswami, Daksh Rastogi
preprint en

Abstract

Abstract Estimating the state of charge (SOC) of a lithium-ion battery from terminal measurements is difficult because voltage depends on load, temperature and internal polarization as well as remaining charge. This study evaluates a hybrid estimator coupling a calibrated, temperature-dependent first-order equivalent-circuit extended Kalman filter (EKF) with a feedforward neural network (FNN). Rather than predicting SOC independently, the FNN uses causal measurement history and EKF diagnostics to produce two bounded corrections: a voltage-model offset applied within the EKF observation update and an output-only SOC residual correction. The frozen network was developed using four Panasonic 18650PF recordings and two development-validation recordings. In a diagnostic replay of ten previously examined automotive load-profile recordings at 10°C and 25°C, equal-weighted mean recording-level RMSE against a charge-counter-derived SOC reference decreased from 0.5863 to 0.4516 SOC percentage points, a 22.98% relative reduction. Eight recordings improved, while both UDDS recordings deteriorated. Although the results demonstrate reproducible condition-dependent error correction, the reference relies on an assumed 2.79826 Ah capacity, benchmark recordings were previously inspected, and no independent multi-cell generalization or safety claim is made.

Research Square
Indian Institute of Technology Roorkee (IN)
Affordable and clean energy
Battery Modeling and Management
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.

Laika access coming soon