Mapping crop residue cover in global black soil regions based on a new multi-band spectral index and an integrated thresholding approach

Abstract Crop residue cover is a defining feature of conservation tillage, supporting soil health, carbon sequestration, and agricultural productivity, particularly across the world’s black soil regions. However, large-scale monitoring remains challenging due to the spectral heterogeneity of post-harvest fields and the scarcity of ground-truth samples. Here, we propose a new multi-band crop residue cover spectral index (MCRCSI), and an accuracy-weighted composite thresholding (AWCT) for robust crop residue mapping on single-date multispectral imagery. MCRCSI integrates the cellulose- and lignin-related SWIR contrast of crop residues with their joint Red and near-infrared reflectance response, enhancing separability from soil and photosynthetic vegetation. AWCT integrates thresholds derived from Otsu’s method, k-means clustering, and Gaussian mixture models using accuracy-based weights, enabling adaptive threshold determination across different cropping systems. Across eight representative sites in the United States, Ukraine, Northeast China, and Argentina, we evaluated the MCRCSI-AWCT framework using 15,591 independent validation samples. It achieved a mean overall accuracy (OA) of 93.6% and a mean F1 score of 94.0%, with site-level OA ranging from 81.0% to 98.0% (SD = 5.6%). MCRCSI was sensitive to changes in crop residue fraction, with distinct responses at low (<20%) and high (>80%) cover levels, indicating potential for fraction retrieval. Its strong separation of unharvested crops from post-harvest crop residue also suggests potential for harvest event detection. Together, these findings provide a scalable framework for mapping crop residue cover and monitoring field management practices over time.

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Publication Details

Journal
Research Square
Published
2026-11-06
DOI
https://doi.org/10.21203/rs.3.rs-11627777/v1
Primary Topic
Remote Sensing in Agriculture
Type
preprint

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preprint

Mapping crop residue cover in global black soil regions based on a new multi-band spectral index and an integrated thresholding approach

Nanshan You, César Terrer, Mohammad Reza Alizadeh, Chao Zhang et al.
3 links
Research Square
Remote Sensing in Agriculture
preprint

Mapping crop residue cover in global black soil regions based on a new multi-band spectral index and an integrated thresholding approach

Nanshan You, César Terrer, Mohammad Reza Alizadeh, Chao Zhang, Ronggao Liu, Jinwei Dong, Na Chen, Yifeng Cui, Zhichao Li
preprint en

Abstract

Abstract Crop residue cover is a defining feature of conservation tillage, supporting soil health, carbon sequestration, and agricultural productivity, particularly across the world’s black soil regions. However, large-scale monitoring remains challenging due to the spectral heterogeneity of post-harvest fields and the scarcity of ground-truth samples. Here, we propose a new multi-band crop residue cover spectral index (MCRCSI), and an accuracy-weighted composite thresholding (AWCT) for robust crop residue mapping on single-date multispectral imagery. MCRCSI integrates the cellulose- and lignin-related SWIR contrast of crop residues with their joint Red and near-infrared reflectance response, enhancing separability from soil and photosynthetic vegetation. AWCT integrates thresholds derived from Otsu’s method, k-means clustering, and Gaussian mixture models using accuracy-based weights, enabling adaptive threshold determination across different cropping systems. Across eight representative sites in the United States, Ukraine, Northeast China, and Argentina, we evaluated the MCRCSI-AWCT framework using 15,591 independent validation samples. It achieved a mean overall accuracy (OA) of 93.6% and a mean F1 score of 94.0%, with site-level OA ranging from 81.0% to 98.0% (SD = 5.6%). MCRCSI was sensitive to changes in crop residue fraction, with distinct responses at low (<20%) and high (>80%) cover levels, indicating potential for fraction retrieval. Its strong separation of unharvested crops from post-harvest crop residue also suggests potential for harvest event detection. Together, these findings provide a scalable framework for mapping crop residue cover and monitoring field management practices over time.

Research Square
National University of Singapore (SG), Institute of Geographic Sciences and Natural Resources Research (CN), Massachusetts Institute of Technology (US)
National Natural Science Foundation of China, National Key Research and Development Program of China
Zero hunger, Life on land
Remote Sensing in Agriculture
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