Diagnosing Conformal Coverage Failure Under Battery Deployment Shift for Joint State-of-Charge and State-of-Health Estimation

Conformal prediction guarantees interval coverage only when calibration and deployment data are exchangeable. We test joint state-of-charge (SOC) and state-of-health (SOH) intervals when this assumption fails across cells, discharge protocols, chemistries, and an electric-vehicle (EV) driving profile, with calibration data kept separate from training and model selection. At 90% nominal, SOC coverage is 90.9% on a random cycle split but 33.0–81.4% on held-out cells, at most 0.9% on cross-protocol windows with nonzero SOC, at most 5.16% across chemistries, and 0.02% on EV-profile cells (five-seed means). SOH coverage is below nominal under every shift. Four learned baselines (recurrent, convolutional, Transformer, and physics-informed) and an equivalent-circuit Kalman filter fall short on the hardest cells. Density-ratio and optimal-transport weighting, conformalised quantile regression, and group-conditional calibration reach nominal mean coverage on no held-out cell. Recalibrating on the deployed cell’s five latest labelled cycles restores coverage to 85.5–90.3% on held-out cells without retraining, but under protocol and EV-profile shift only with intervals over half the SOC range. Under chemistry shift, optimal-transport alignment configured on labelled target data lowers SOC error by 10–59%, yet only fine-tuning with target-domain calibration restores coverage (88.0–89.3%). Source-calibrated conformal intervals are not valid under deployment shift by default.

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Journal
Processes
Published
2026-11-04
DOI
https://doi.org/10.3390/pr14213557
Primary Topic
Battery Modeling and Management
Type
article
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article

Diagnosing Conformal Coverage Failure Under Battery Deployment Shift for Joint State-of-Charge and State-of-Health Estimation

Xianyong Peng, Tao Zhang, Labani Akter, Mohammad Raziul Hasan Rifat Sarkar
Processes
Battery Modeling and Management
article

Diagnosing Conformal Coverage Failure Under Battery Deployment Shift for Joint State-of-Charge and State-of-Health Estimation

Xianyong Peng, Tao Zhang, Labani Akter, Mohammad Raziul Hasan Rifat Sarkar
article en

Abstract

Conformal prediction guarantees interval coverage only when calibration and deployment data are exchangeable. We test joint state-of-charge (SOC) and state-of-health (SOH) intervals when this assumption fails across cells, discharge protocols, chemistries, and an electric-vehicle (EV) driving profile, with calibration data kept separate from training and model selection. At 90% nominal, SOC coverage is 90.9% on a random cycle split but 33.0–81.4% on held-out cells, at most 0.9% on cross-protocol windows with nonzero SOC, at most 5.16% across chemistries, and 0.02% on EV-profile cells (five-seed means). SOH coverage is below nominal under every shift. Four learned baselines (recurrent, convolutional, Transformer, and physics-informed) and an equivalent-circuit Kalman filter fall short on the hardest cells. Density-ratio and optimal-transport weighting, conformalised quantile regression, and group-conditional calibration reach nominal mean coverage on no held-out cell. Recalibrating on the deployed cell’s five latest labelled cycles restores coverage to 85.5–90.3% on held-out cells without retraining, but under protocol and EV-profile shift only with intervals over half the SOC range. Under chemistry shift, optimal-transport alignment configured on labelled target data lowers SOC error by 10–59%, yet only fine-tuning with target-domain calibration restores coverage (88.0–89.3%). Source-calibrated conformal intervals are not valid under deployment shift by default.

ProcessesVol. 14(21)
Xuzhou Medical College (CN), China University of Mining and Technology (CN), Second People’s Hospital of Huai’an (CN), Huaiyin Institute of Technology (CN)
Openalex Percentile: Top 25%
Battery Modeling and Management
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Diagnosing Conformal Coverage Failure Under Battery Deployment Shift for Joint State-of-Charge and State-of-Health Estimation — Xianyong Peng, Tao Zhang, et al. · Processes (2026) | TGRS Research Map | TGRS