Simple Baselines Outperform Machine Learning When the Bearing-Capacity Generator Is Affine: A Controlled Synthetic Benchmark

Models using machine learning (ML) algorithms have been increasingly adopted for predicting bearing capacity of shallow foundations, but rarely, their superiority to ordinary regression is evaluated using a controlled benchmark. This paper presents a controlled synthetic benchmark where linear, quadratic, and third-order polynomial regression, random forest (RF) model, and artificial neural network (ANN) are compared with the noise-free Meyerhof–Vesić analytical formula for the prediction of a shear-based allowable bearing pressure. Since the Meyerhof–Vesić formula with constant soil properties is an affine function of foundation depth D and width B in each USCS category, there is no curvature in the base generator. Two scenarios are created: (i) smooth scenario with 4% multiplicative Gaussian noise and (ii) complex scenario with fourth-order interaction. All models are analyzed under both soil-specific and pooled training approaches with equal stratified partitions; per-soil R2, RMSE, MAE, and bias are presented with 95% bootstrap confidence intervals, and a blocked holdout with D ∈ [1.00, 2.50] tests extrapolation ability. There is no universally best model. Linear per-soil baseline gives the largest average per-soil R2 under both approaches (0.9686 smooth; 0.9340 complex), equaling or surpassing analytical formula (0.9675; 0.9302), poly33 (0.9650; 0.9308) and ANN (0.9661; 0.9294). In a noiseless setting, all four baselines (analytical, linear, quadratic, cubic) perfectly reconstruct the target (R2 = 1.0000), while RF gets only 0.8901 (pooled) and 0.5902 (per-soil), which proves that there is no point using a cubic polynomial over a linear one. ANN-pooled is the best model for the most nonlinear soil (CH in the complex scenario; R2 = 0.9166 vs. 0.8734 for poly33), indicating that the ML approach brings benefits only when there is some curvature in the data. RF is consistently the worst model (R2 = 0.8789 smooth; 0.8465 complex) and totally fails on a blocked holdout (R2 = −0.059), proving inability to extrapolate. Globally pooled R2 obscures soil-specific problems. Such observations apply to the specific synthetic generator studied; further empirical validation in the field using data from SPT/CPT and a load test is essential before making any suggestions.

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Publication Details

Journal
Infrastructures
Published
2026-11-04
DOI
https://doi.org/10.3390/infrastructures11110407
Primary Topic
Geotechnical Engineering and Soil Stabilization
Type
article
Field-Weighted Citation Impact
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article

Simple Baselines Outperform Machine Learning When the Bearing-Capacity Generator Is Affine: A Controlled Synthetic Benchmark

Tareq H. Al-Rahal, Asaad Almssad, Majid Al‐Gburi
Infrastructures
Geotechnical Engineering and Soil Stabilization
article

Simple Baselines Outperform Machine Learning When the Bearing-Capacity Generator Is Affine: A Controlled Synthetic Benchmark

Tareq H. Al-Rahal, Asaad Almssad, Majid Al‐Gburi
article en

Abstract

Models using machine learning (ML) algorithms have been increasingly adopted for predicting bearing capacity of shallow foundations, but rarely, their superiority to ordinary regression is evaluated using a controlled benchmark. This paper presents a controlled synthetic benchmark where linear, quadratic, and third-order polynomial regression, random forest (RF) model, and artificial neural network (ANN) are compared with the noise-free Meyerhof–Vesić analytical formula for the prediction of a shear-based allowable bearing pressure. Since the Meyerhof–Vesić formula with constant soil properties is an affine function of foundation depth D and width B in each USCS category, there is no curvature in the base generator. Two scenarios are created: (i) smooth scenario with 4% multiplicative Gaussian noise and (ii) complex scenario with fourth-order interaction. All models are analyzed under both soil-specific and pooled training approaches with equal stratified partitions; per-soil R2, RMSE, MAE, and bias are presented with 95% bootstrap confidence intervals, and a blocked holdout with D ∈ [1.00, 2.50] tests extrapolation ability. There is no universally best model. Linear per-soil baseline gives the largest average per-soil R2 under both approaches (0.9686 smooth; 0.9340 complex), equaling or surpassing analytical formula (0.9675; 0.9302), poly33 (0.9650; 0.9308) and ANN (0.9661; 0.9294). In a noiseless setting, all four baselines (analytical, linear, quadratic, cubic) perfectly reconstruct the target (R2 = 1.0000), while RF gets only 0.8901 (pooled) and 0.5902 (per-soil), which proves that there is no point using a cubic polynomial over a linear one. ANN-pooled is the best model for the most nonlinear soil (CH in the complex scenario; R2 = 0.9166 vs. 0.8734 for poly33), indicating that the ML approach brings benefits only when there is some curvature in the data. RF is consistently the worst model (R2 = 0.8789 smooth; 0.8465 complex) and totally fails on a blocked holdout (R2 = −0.059), proving inability to extrapolate. Globally pooled R2 obscures soil-specific problems. Such observations apply to the specific synthetic generator studied; further empirical validation in the field using data from SPT/CPT and a load test is essential before making any suggestions.

InfrastructuresVol. 11(11)
Northern Technical University (IQ), Karlstad University (SE)
Openalex Percentile: Top 21%
Geotechnical Engineering and Soil Stabilization
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