Improved Forest Parameter Estimation Using Registered Airborne–Terrestrial Point Clouds via a Novel Adaptive Clustering and Vertical Layering Method

Diameter at breast height (DBH) and tree height are core parameters for forest monitoring. LiDAR enables rapid high-precision point cloud acquisition, yet single-platform data have limitations: airborne laser scanning (ALS) cannot capture sub-canopy structure, while terrestrial laser scanning (TLS) cannot fully acquire canopy information. Based on 92 plots in Guangxi, this study proposes a weighted point-to-normal iterative closest point (WPN-ICP) registration algorithm for high-precision fusion of ALS and TLS point clouds, with comparisons to trimmed iterative closest point (TrICP) and iterative closest point (ICP). An adaptive density-based spatial clustering of applications with noise (DBSCAN) algorithm was developed for diameter at breast height (DBH) estimation, and a DBH cluster-based vertical layering method (DCVL-THE) for tree height estimation. Three segmentation-based methods—canopy height model (CHM), region growing (RG), and comparative shortest path (CSP)—were selected for comparison. WPN-ICP achieved a mean MAE of 0.0359 m, with reductions of 85.87%, 69.03%, and 73.00% compared with coarse registration, TrICP, and ICP. Using the fused point cloud, DBH estimation achieved an RMSE of 0.6326 cm with an RRMSE of 5.18%, and tree height estimation achieved an RMSE of 0.7160 m with an RRMSE of 6.58%. Compared with the suboptimal CSP method, the RMSE and RRMSE for DBH were reduced by 41.79% and 41.68%, and for tree height by 25.66% and 25.68%. This method does not require full individual-tree or crown segmentation, thereby avoiding the error propagation associated with such segmentation and enabling accurate stand-scale estimation.

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Publication Details

Journal
Remote Sensing
Published
2026-11-04
DOI
https://doi.org/10.3390/rs18213784
Primary Topic
Remote Sensing and LiDAR Applications
Type
article
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article

Improved Forest Parameter Estimation Using Registered Airborne–Terrestrial Point Clouds via a Novel Adaptive Clustering and Vertical Layering Method

Fugen Jiang, Hua Sun, Kaisen Ma, Jie Tang
Remote Sensing
Remote Sensing and LiDAR Applications
article

Improved Forest Parameter Estimation Using Registered Airborne–Terrestrial Point Clouds via a Novel Adaptive Clustering and Vertical Layering Method

Fugen Jiang, Hua Sun, Kaisen Ma, Jie Tang
article en

Abstract

Diameter at breast height (DBH) and tree height are core parameters for forest monitoring. LiDAR enables rapid high-precision point cloud acquisition, yet single-platform data have limitations: airborne laser scanning (ALS) cannot capture sub-canopy structure, while terrestrial laser scanning (TLS) cannot fully acquire canopy information. Based on 92 plots in Guangxi, this study proposes a weighted point-to-normal iterative closest point (WPN-ICP) registration algorithm for high-precision fusion of ALS and TLS point clouds, with comparisons to trimmed iterative closest point (TrICP) and iterative closest point (ICP). An adaptive density-based spatial clustering of applications with noise (DBSCAN) algorithm was developed for diameter at breast height (DBH) estimation, and a DBH cluster-based vertical layering method (DCVL-THE) for tree height estimation. Three segmentation-based methods—canopy height model (CHM), region growing (RG), and comparative shortest path (CSP)—were selected for comparison. WPN-ICP achieved a mean MAE of 0.0359 m, with reductions of 85.87%, 69.03%, and 73.00% compared with coarse registration, TrICP, and ICP. Using the fused point cloud, DBH estimation achieved an RMSE of 0.6326 cm with an RRMSE of 5.18%, and tree height estimation achieved an RMSE of 0.7160 m with an RRMSE of 6.58%. Compared with the suboptimal CSP method, the RMSE and RRMSE for DBH were reduced by 41.79% and 41.68%, and for tree height by 25.66% and 25.68%. This method does not require full individual-tree or crown segmentation, thereby avoiding the error propagation associated with such segmentation and enabling accurate stand-scale estimation.

Remote SensingVol. 18(21)
Central South University of Forestry and Technology (CN), Hunan University of Science and Technology (CN)
Openalex Percentile: Top 24%
Remote Sensing and LiDAR Applications
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