ComplianceAtlas: A Taxonomy-Driven Agentic AI Framework for Automated AI Act Gap Analysis and Remediation

Assessing regulatory compliance for high-risk AI systems requires systematic identification of technical gaps such as missing controls, in- adequate processes, or shallow evaluation of practices. Compliance officers typically admin- ister structured questionnaires collecting evi- dence of current practices, where organizations respond with descriptions of their existing pro- cesses, technical capabilities, and architectural choices. However, translating these compli- ance questionnaire responses into typed, ac- tionable gap diagnoses remains unsystematic. In this paper, we present a literature-grounded taxonomy of technical compliance gaps cover- ing areas such as accuracy, robustness, logging, and human oversight, and embed it in GapTo- Compliance, a two-stage agentic framework coordinating two specialized agents: a Gap Extraction Agent that performs hierarchical rea- soning from compliance areas to specific gap types, and a Remediation Planning Agent that ranks remediation actions from a remediation catalog via multi-signal scoring combining se- mantic similarity, regulatory alignment, and effort estimation. We evaluate this framework against four automatic compliance gap detec- tion baselines across 9 AI systems and 6 AI families. Our approach achieves a gap-type F1 of 0.831 (vs. 0.533 for the strongest baseline) and remediation P@5 of 0.872 (vs. 0.635 for retrieval methods), demonstrating promising potential for automated compliance workflows. The structured agent coordination reveals a path toward human-in-the-loop compliance systems where automated gap extraction reduces expert burden while maintaining auditability, and the taxonomy-driven design enables extension to emerging regulatory frameworks beyond

Authors

Publication Details

Journal
arXiv (Cornell University)
Published
2026-11-02
DOI
https://doi.org/10.48550/arxiv.2611.03121
Primary Topic
Ethics and Social Impacts of AI
Type
preprint
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preprint

ComplianceAtlas: A Taxonomy-Driven Agentic AI Framework for Automated AI Act Gap Analysis and Remediation

Eoin M. Thomas, Ilias Driouich, Agnes Brodelle, Yannick Devaux et al.
arXiv (Cornell University)
Ethics and Social Impacts of AI
preprint

ComplianceAtlas: A Taxonomy-Driven Agentic AI Framework for Automated AI Act Gap Analysis and Remediation

Eoin M. Thomas, Ilias Driouich, Agnes Brodelle, Yannick Devaux, Hongliu Cao
preprint en

Abstract

Assessing regulatory compliance for high-risk AI systems requires systematic identification of technical gaps such as missing controls, in- adequate processes, or shallow evaluation of practices. Compliance officers typically admin- ister structured questionnaires collecting evi- dence of current practices, where organizations respond with descriptions of their existing pro- cesses, technical capabilities, and architectural choices. However, translating these compli- ance questionnaire responses into typed, ac- tionable gap diagnoses remains unsystematic. In this paper, we present a literature-grounded taxonomy of technical compliance gaps cover- ing areas such as accuracy, robustness, logging, and human oversight, and embed it in GapTo- Compliance, a two-stage agentic framework coordinating two specialized agents: a Gap Extraction Agent that performs hierarchical rea- soning from compliance areas to specific gap types, and a Remediation Planning Agent that ranks remediation actions from a remediation catalog via multi-signal scoring combining se- mantic similarity, regulatory alignment, and effort estimation. We evaluate this framework against four automatic compliance gap detec- tion baselines across 9 AI systems and 6 AI families. Our approach achieves a gap-type F1 of 0.831 (vs. 0.533 for the strongest baseline) and remediation P@5 of 0.872 (vs. 0.635 for retrieval methods), demonstrating promising potential for automated compliance workflows. The structured agent coordination reveals a path toward human-in-the-loop compliance systems where automated gap extraction reduces expert burden while maintaining auditability, and the taxonomy-driven design enables extension to emerging regulatory frameworks beyond

arXiv (Cornell University)
Ethics and Social Impacts of AI
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