Specification-Aware Predictive Uncertainty Decomposition

Classical decompositions of predictive uncertainty, such as the information-theoretic one, are defined for a fixed representation $x$ of the input object. They do not consider that $x$ may be incomplete, nor do they measure how much the missing information can affect the prediction. In Large Language Models, users can clarify an underspecified input without any retraining. The clarified input can describe the user's unobserved intent $z^*$ more accurately and change the predictive uncertainty about the outcome. In this paper, we formalize this setting probabilistically and derive a three-term decomposition of prediction risk into specification, residual aleatoric, and epistemic uncertainties. We show that at the original information level, when only $x$ is available, the aleatoric uncertainty, represented by a Bayes risk, has two components. The first, which we call specification uncertainty, is the expected reduction in this Bayes risk from revealing the intent. The second is the residual aleatoric uncertainty, i.e., the Bayes risk that remains once the intent is known, averaged over its possible values $z$ given $x$. The distinction is important, as specification uncertainty informs the decision to request clarification before making a prediction. We build approximations of these components and connect them to existing uncertainty measures. Our experiments across different domains and modalities show distinct roles for the three components. Specification uncertainty is the most informative for detecting underspecified inputs, while residual aleatoric uncertainty is the most informative for detecting in-distribution prediction errors.

Authors

Publication Details

Journal
arXiv (Cornell University)
Published
2026-11-02
DOI
https://doi.org/10.48550/arxiv.2611.02956
Primary Topic
Adversarial Robustness in Machine Learning
Type
preprint
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preprint

Specification-Aware Predictive Uncertainty Decomposition

Assel Yermekova, Roman Vashurin, Maxim Panov, Nikita Kotelevskii et al.
arXiv (Cornell University)
Adversarial Robustness in Machine Learning
preprint

Specification-Aware Predictive Uncertainty Decomposition

Assel Yermekova, Roman Vashurin, Maxim Panov, Nikita Kotelevskii, Mikhail Seleznyov, Fedor Chernogorskii, Alexander Panchenko, Preslav Nakov, Elena Tutubalina, Danila Zykov
preprint en

Abstract

Classical decompositions of predictive uncertainty, such as the information-theoretic one, are defined for a fixed representation $x$ of the input object. They do not consider that $x$ may be incomplete, nor do they measure how much the missing information can affect the prediction. In Large Language Models, users can clarify an underspecified input without any retraining. The clarified input can describe the user's unobserved intent $z^*$ more accurately and change the predictive uncertainty about the outcome. In this paper, we formalize this setting probabilistically and derive a three-term decomposition of prediction risk into specification, residual aleatoric, and epistemic uncertainties. We show that at the original information level, when only $x$ is available, the aleatoric uncertainty, represented by a Bayes risk, has two components. The first, which we call specification uncertainty, is the expected reduction in this Bayes risk from revealing the intent. The second is the residual aleatoric uncertainty, i.e., the Bayes risk that remains once the intent is known, averaged over its possible values $z$ given $x$. The distinction is important, as specification uncertainty informs the decision to request clarification before making a prediction. We build approximations of these components and connect them to existing uncertainty measures. Our experiments across different domains and modalities show distinct roles for the three components. Specification uncertainty is the most informative for detecting underspecified inputs, while residual aleatoric uncertainty is the most informative for detecting in-distribution prediction errors.

arXiv (Cornell University)
Adversarial Robustness in Machine Learning
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