The critical signal fraction for local entropy concavity

Unrefereed research candidate. In one sentence: near the Gaussian, Gaussian noise restores entropy concavity for symmetric inputs exactly when the noise variance exceeds three quarters of the signal variance (signal fraction q < 4/7, signal-to-noise ratio 4/3). Take two independent copies of a random signal, add Gaussian noise to each, and mix the noisy copies with weights √t and √(1−t). Ball, Nayar and Tkocz conjectured that the entropy of the mixture is concave in t for log-concave signals. Luo (2026) disproved this and showed that symmetric near-Gaussian counterexamples survive added noise whenever the signal is more than 4/7 of the total variance; Schubr (2026) proved local concavity below 1/2. This paper proves that for every q < 4/7 there is an explicit neighbourhood of the Gaussian (a uniform bound on f/φ − 1) in which every symmetric variance-one input has a strictly concave entropy curve (Theorem A), so with Luo's counterexamples the supremum of such signal fractions is exactly 4/7; whether q = 4/7 itself qualifies is open. For every q in (4/7, 1], one sequence of smooth strongly log-concave near-Gaussian inputs makes equal weighting a strict local entropy minimum, with exact curvature constant γ(q) = 21√5 q/(49q − 4) and a Gaussian-shaped local profile (Theorem B); the sign on (4/7, 2 − √2], Luo's Problem 10.3, was also proposed in an earlier public, unrefereed GitHub argument (1 November 2026), which is cited. The paper also proves that the Ornstein–Uhlenbeck smoothing inequality behind Theorem A is sharp, with 4/7 its fixed point and Luo's family the extremal Hermite test function (Proposition S); that Luo's family is strictly concave near equal weighting at q = 4/7 (Proposition E); and that the proof's radius shrinks like (4/7 − Q)9/4 (Remark R). The effects are minute (entropy dips of order 10−13 nats); the results are structural. The archive contains the manuscript (PDF, Markdown source and generated LaTeX), the figure and its script, the bibliography, five standard-library Python checkers with retained outputs in normal and optimized mode (exact identities, closed-form constants, the radius table, finite-n asymptotics and 16 deliberate mutants that must fail), a rating-free internal review summary, the research-gate record, the superseded first internal version, CI and SHA-256 sums. Assurance: written analytic proofs; finite-precision checks are not interval certificates; internal AI-assisted review only (not peer review, independent reproduction or formal verification). Creator: Anonymous. Text, data and figures CC0-1.0; code MIT.

Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-11-03
DOI
https://doi.org/10.5281/zenodo.23910628
Primary Topic
Probability and Statistical Research
Type
preprint
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preprint

The critical signal fraction for local entropy concavity

Zenodo (CERN European Organization for Nuclear Research)
Probability and Statistical Research
preprint

The critical signal fraction for local entropy concavity

preprint en

Abstract

Unrefereed research candidate. In one sentence: near the Gaussian, Gaussian noise restores entropy concavity for symmetric inputs exactly when the noise variance exceeds three quarters of the signal variance (signal fraction q < 4/7, signal-to-noise ratio 4/3). Take two independent copies of a random signal, add Gaussian noise to each, and mix the noisy copies with weights √t and √(1−t). Ball, Nayar and Tkocz conjectured that the entropy of the mixture is concave in t for log-concave signals. Luo (2026) disproved this and showed that symmetric near-Gaussian counterexamples survive added noise whenever the signal is more than 4/7 of the total variance; Schubr (2026) proved local concavity below 1/2. This paper proves that for every q < 4/7 there is an explicit neighbourhood of the Gaussian (a uniform bound on f/φ − 1) in which every symmetric variance-one input has a strictly concave entropy curve (Theorem A), so with Luo's counterexamples the supremum of such signal fractions is exactly 4/7; whether q = 4/7 itself qualifies is open. For every q in (4/7, 1], one sequence of smooth strongly log-concave near-Gaussian inputs makes equal weighting a strict local entropy minimum, with exact curvature constant γ(q) = 21√5 q/(49q − 4) and a Gaussian-shaped local profile (Theorem B); the sign on (4/7, 2 − √2], Luo's Problem 10.3, was also proposed in an earlier public, unrefereed GitHub argument (1 November 2026), which is cited. The paper also proves that the Ornstein–Uhlenbeck smoothing inequality behind Theorem A is sharp, with 4/7 its fixed point and Luo's family the extremal Hermite test function (Proposition S); that Luo's family is strictly concave near equal weighting at q = 4/7 (Proposition E); and that the proof's radius shrinks like (4/7 − Q)9/4 (Remark R). The effects are minute (entropy dips of order 10−13 nats); the results are structural. The archive contains the manuscript (PDF, Markdown source and generated LaTeX), the figure and its script, the bibliography, five standard-library Python checkers with retained outputs in normal and optimized mode (exact identities, closed-form constants, the radius table, finite-n asymptotics and 16 deliberate mutants that must fail), a rating-free internal review summary, the research-gate record, the superseded first internal version, CI and SHA-256 sums. Assurance: written analytic proofs; finite-precision checks are not interval certificates; internal AI-assisted review only (not peer review, independent reproduction or formal verification). Creator: Anonymous. Text, data and figures CC0-1.0; code MIT.

Zenodo (CERN European Organization for Nuclear Research)
Probability and Statistical Research
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