Adaptive Wavelet Threshold Attention and Explainable Lightweight CNN for Strongly Time-Varying Fault Diagnosis and Feature Extraction Mechanism of Rotating Machinery

Abstract To address the problems of fault feature drift, weak information submerged by noise in rotating machinery under strongly time-varying conditions, as well as frequency domain rigidity, low-frequency distortion, and high deployment cost of traditional CNNs, an explainable lightweight CNN based on adaptive wavelet threshold attention is proposed. The model captures full-frequency features through an adaptive wavelet convolution layer, strengthens fault features and suppresses noise via an adaptive threshold temporal attention enhancement module, and achieves lightweight design with a single-layer architecture. On bearing variable-speed and gearbox variable-speed-variable-load datasets, the average diagnostic accuracy reaches 93.75%, and the F1-score exceeds 79% under low signal-to-noise ratio conditions. Its performance stems from the synergistic closed-loop of wavelet convolution, adaptive threshold temporal attention enhancement, and gradient feedback. Adaptable to industrial edge devices, the model provides a reliable technical solution for strongly time-varying fault diagnosis.

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Publication Details

Journal
Research Square
Published
2026-11-04
DOI
https://doi.org/10.21203/rs.3.rs-11297250/v1
Primary Topic
Machine Fault Diagnosis Techniques
Type
preprint
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preprint

Adaptive Wavelet Threshold Attention and Explainable Lightweight CNN for Strongly Time-Varying Fault Diagnosis and Feature Extraction Mechanism of Rotating Machinery

Pengfei Pang, Tengji Xia
Research Square
Machine Fault Diagnosis Techniques
preprint

Adaptive Wavelet Threshold Attention and Explainable Lightweight CNN for Strongly Time-Varying Fault Diagnosis and Feature Extraction Mechanism of Rotating Machinery

Pengfei Pang, Tengji Xia
preprint en

Abstract

Abstract To address the problems of fault feature drift, weak information submerged by noise in rotating machinery under strongly time-varying conditions, as well as frequency domain rigidity, low-frequency distortion, and high deployment cost of traditional CNNs, an explainable lightweight CNN based on adaptive wavelet threshold attention is proposed. The model captures full-frequency features through an adaptive wavelet convolution layer, strengthens fault features and suppresses noise via an adaptive threshold temporal attention enhancement module, and achieves lightweight design with a single-layer architecture. On bearing variable-speed and gearbox variable-speed-variable-load datasets, the average diagnostic accuracy reaches 93.75%, and the F1-score exceeds 79% under low signal-to-noise ratio conditions. Its performance stems from the synergistic closed-loop of wavelet convolution, adaptive threshold temporal attention enhancement, and gradient feedback. Adaptable to industrial edge devices, the model provides a reliable technical solution for strongly time-varying fault diagnosis.

Research Square
Nanjing University of Posts and Telecommunications (CN)
Machine Fault Diagnosis Techniques
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