Governing Clinical AI Deployment: A Mathematical Framework for Transparency-Dependent Autonomy
Background: Healthcare institutions lack explicit, quantitative rules for deciding when a clinical artificial intelligence (AI) system may act without human review. Objective: To formalize and retrospectively evaluate a transparency-dependent deployment rule. Methods: A trust score, T = 0.60C + 0.24E + 0.16S, combines calibrated confidence in the predicted class (C), explanation quality (E), and guideline alignment (S) and is compared with an adaptive threshold, τ(E) = θ0 + κ(1 − E); equivalently, a prediction is deployed when 0.60C + 0.44E + 0.16S ≥ 0.70. We evaluated the rule in 5000 MIMIC-IV intensive care unit patients, 5000 eICU patients from about 200 hospitals, and a MIMIC-III cohort, against confidence-only and random deferral at matched coverage, and tested a confidence threshold with a finite-sample guarantee on the error rate among deployed predictions. Results: In MIMIC-IV, areas under the curve were 0.77–0.81 (prolonged stay) and 0.83–0.88 (mortality). Within each model, the rule’s decisions matched deferral of the least-confident cases by C alone (99.4–100% agreement); E and S acted as model-level offsets, and re-optimized weights selected confidence alone. Computational E was not correlated with physician-rated utility (r = −0.15). The guaranteed threshold certified an error rate of at most 10% for 86–97% of mortality predictions but, for the primary prolonged-stay model, deployed on average only 15% of predictions at a 20% error budget, whereas the default rule deployed 77% with no error guarantee. Conclusions: Transparency is better suited to setting system-level error budgets than per-case thresholds; per case, autonomous deployment should rest on calibrated confidence with a certified error guarantee.
Authors
- Bradley C. Leibovich (ORCID: https://orcid.org/0000-0003-0043-6659)
- Syed Ali Haider (ORCID: https://orcid.org/0009-0007-5621-2861)
- Bernardo Gabriele Collaço (ORCID: https://orcid.org/0000-0003-3845-2646)
- Antonio J. Forte (ORCID: https://orcid.org/0000-0003-2004-7538)
- Carina Rosa Malena (ORCID: https://orcid.org/0009-0003-2883-957X)
- Yunguo Yu (ORCID: https://orcid.org/0009-0006-2003-3813)
- Nadia G. Wood (ORCID: https://orcid.org/0000-0002-2685-6427)
- Yogesh Parte
- S. Prabha (ORCID: https://orcid.org/0000-0003-2573-8493)
Institutions
- Mayo Clinic (US)
- Mayo Clinic in Florida (US)
Publication Details
- Journal
- Healthcare
- Published
- 2026-11-03
- DOI
- https://doi.org/10.3390/healthcare14213736
- Primary Topic
- Artificial Intelligence in Healthcare and Education
- Type
- article
- Field-Weighted Citation Impact
- 0.00