Error Estimates for Finite Element Approximations of Subgradients of Objective Functions in Optimal Control of the Obstacle Problem

Abstract. We derive and present error estimates for a FEM-based approximation of a particular Clarke subgradient for the reduced objective function arising in optimal control of the obstacle problem. This Clarke subgradient for the reduced objective function can be computed by using an adjoint state that solves a Dirichlet problem on the complement of the strictly active set. Using finite element solutions of the obstacle problem, we construct discrete and convergent inner and outer approximations of this set. To show that our approximations are suitable and convergent, a detailed study of the topological structure of the strictly active set under appropriate assumptions is necessary. Based on the inner approximation, we solve the Dirichlet problem and obtain an upper bound for the error using the outer approximation. This upper bound converges to zero. We present numerical examples to test our estimates.

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Publication Details

Journal
SIAM Journal on Control and Optimization
Published
2026-11-02
DOI
https://doi.org/10.1137/25m1730478
Primary Topic
Advanced Numerical Methods in Computational Mathematics
Type
article
Field-Weighted Citation Impact
0.00

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article

Error Estimates for Finite Element Approximations of Subgradients of Objective Functions in Optimal Control of the Obstacle Problem

Stefan Ulbrich, Anne-Therese Rauls
SIAM Journal on Control and Optimization
Advanced Numerical Methods in Computational Mathematics
article

Error Estimates for Finite Element Approximations of Subgradients of Objective Functions in Optimal Control of the Obstacle Problem

Stefan Ulbrich, Anne-Therese Rauls
article en

Abstract

Abstract. We derive and present error estimates for a FEM-based approximation of a particular Clarke subgradient for the reduced objective function arising in optimal control of the obstacle problem. This Clarke subgradient for the reduced objective function can be computed by using an adjoint state that solves a Dirichlet problem on the complement of the strictly active set. Using finite element solutions of the obstacle problem, we construct discrete and convergent inner and outer approximations of this set. To show that our approximations are suitable and convergent, a detailed study of the topological structure of the strictly active set under appropriate assumptions is necessary. Based on the inner approximation, we solve the Dirichlet problem and obtain an upper bound for the error using the outer approximation. This upper bound converges to zero. We present numerical examples to test our estimates.

SIAM Journal on Control and OptimizationVol. 64(6)
Technische Universität Darmstadt (DE)
Deutsche Forschungsgemeinschaft
Openalex Percentile: Top 21%
Advanced Numerical Methods in Computational Mathematics
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