Preoperative cardiopulmonary variability assessment for predicting postoperative adverse events following thoracic surgery: A systematic review

Abstract Objectives: Postoperative adverse events (AEs) remain a major source of morbidity and mortality following thoracic surgery. Current preoperative risk assessment tools have limited ability to predict individual postoperative complications. Cardiopulmonary variability assessment (CPVA), including heart rate variability (HRV) and respiratory rate variability (RRV), has emerged as a potential biomarker of autonomic function and physiologic reserve. This systematic review evaluated the role of preoperative CPVA in predicting postoperative AEs following thoracic surgery. Methods: A systematic review was conducted according to PRISMA 2020 guidelines. MEDLINE and Embase were searched from inception to identify studies evaluating preoperative HRV and/or RRV as predictors of postoperative AEs in adults undergoing thoracic surgery. Eligible study designs included randomized controlled trials, cohort studies, case-control studies, and diagnostic accuracy studies. Study characteristics, CPVA methodology, comparator assessments, postoperative outcomes, and risk of bias were extracted and evaluated using the Newcastle–Ottawa Scale and QUADAS-2. Results: Five cohort studies comprising 693 patients met the inclusion criteria. Four studies evaluated pulmonary resection for non-small cell lung cancer and one evaluated esophagectomy. Three studies assessed HRV directly, while two evaluated functional measures of cardiopulmonary reserve. Reduced preoperative HRV, particularly lower root mean square of successive differences (RMSSD) and high-frequency power (HFP), was associated with postoperative pneumonia, atrial fibrillation, and delirium. Lower RMSSD (OR 0.812, 95% CI 0.720–0.912) and HFP (OR 0.990, 95% CI 0.983–0.996) independently predicted postoperative pneumonia, with good discrimination (AUC 0.867). Risk of bias was low to moderate. Conclusions: Preoperative CPVA, particularly HRV, is a promising non-invasive biomarker for predicting postoperative AEs following thoracic surgery. Reduced HRV was consistently associated with pulmonary, cardiac, and neurologic complications. Larger prospective multicentre studies using standardized acquisition and analysis protocols are required to establish the incremental value of CPVA beyond current preoperative risk assessment tools.

Authors

Institutions

Publication Details

Journal
Research Square
Published
2026-11-01
DOI
https://doi.org/10.21203/rs.3.rs-11245282/v1
Primary Topic
Heart Rate Variability and Autonomic Control
Type
preprint
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
preprint

Preoperative cardiopulmonary variability assessment for predicting postoperative adverse events following thoracic surgery: A systematic review

Ishita Aggarwal, Nathan B. Scales, Daniel G Jones, Christophe L. Herry et al.
1 links
Research Square
Heart Rate Variability and Autonomic Control
preprint

Preoperative cardiopulmonary variability assessment for predicting postoperative adverse events following thoracic surgery: A systematic review

Ishita Aggarwal, Nathan B. Scales, Daniel G Jones, Christophe L. Herry, ANDREW J. E. SEELY, R Singh
preprint en

Abstract

Abstract Objectives: Postoperative adverse events (AEs) remain a major source of morbidity and mortality following thoracic surgery. Current preoperative risk assessment tools have limited ability to predict individual postoperative complications. Cardiopulmonary variability assessment (CPVA), including heart rate variability (HRV) and respiratory rate variability (RRV), has emerged as a potential biomarker of autonomic function and physiologic reserve. This systematic review evaluated the role of preoperative CPVA in predicting postoperative AEs following thoracic surgery. Methods: A systematic review was conducted according to PRISMA 2020 guidelines. MEDLINE and Embase were searched from inception to identify studies evaluating preoperative HRV and/or RRV as predictors of postoperative AEs in adults undergoing thoracic surgery. Eligible study designs included randomized controlled trials, cohort studies, case-control studies, and diagnostic accuracy studies. Study characteristics, CPVA methodology, comparator assessments, postoperative outcomes, and risk of bias were extracted and evaluated using the Newcastle–Ottawa Scale and QUADAS-2. Results: Five cohort studies comprising 693 patients met the inclusion criteria. Four studies evaluated pulmonary resection for non-small cell lung cancer and one evaluated esophagectomy. Three studies assessed HRV directly, while two evaluated functional measures of cardiopulmonary reserve. Reduced preoperative HRV, particularly lower root mean square of successive differences (RMSSD) and high-frequency power (HFP), was associated with postoperative pneumonia, atrial fibrillation, and delirium. Lower RMSSD (OR 0.812, 95% CI 0.720–0.912) and HFP (OR 0.990, 95% CI 0.983–0.996) independently predicted postoperative pneumonia, with good discrimination (AUC 0.867). Risk of bias was low to moderate. Conclusions: Preoperative CPVA, particularly HRV, is a promising non-invasive biomarker for predicting postoperative AEs following thoracic surgery. Reduced HRV was consistently associated with pulmonary, cardiac, and neurologic complications. Larger prospective multicentre studies using standardized acquisition and analysis protocols are required to establish the incremental value of CPVA beyond current preoperative risk assessment tools.

Research Square
University of Ottawa (CA)
Good health and well-being
Heart Rate Variability and Autonomic Control
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.

Laika access coming soon