Trust-Driven Pre-Aggregation Federated Learning with Agentic Orchestration and Blockchain-Based Auditing for Secure Healthcare Systems

Federated Learning (FL) reduces direct exposure of sensitive clinical data, but decentralized healthcare deployments remain vulnerable to Byzantine and data-poisoning attacks and are complicated by non-independent and identically distributed (non-IID) data across institutions. Existing defenses typically address these problems in isolation: robustness mechanisms add computational overhead without provenance guarantees, blockchain-only integrations improve auditability at the cost of scalability, and agentic-AI orchestration approaches are rarely reconciled with healthcare interoperability standards such as FHIR and HL7. This paper proposes the Tri-Layer Agentic Federated Blockchain Architecture (TAFBA), a system-design framework that integrates privacy-preserving FL, agentic trust orchestration, and permissioned blockchain auditing in a single closed-loop pipeline. The central methodological contribution is a pre-aggregation validation pipeline (local training, differential-privacy injection, agentic trust scoring, anomaly-based rejection, and trust-weighted, cluster-aware aggregation) that departs from the aggregate-then-filter paradigm used in most federated systems. TAFBA is developed through a theoretical and system-design methodology: we formalize the threat model and an explicit adversarial-fraction assumption, derive a composite, temporally smoothed trust score, and give an analytical argument, with an asymptotic complexity analysis, showing how pre-aggregation filtering and trust weighting bound the influence of adversarial nodes. We also specify an architecture-level mapping to FHIR resources and HL7 interaction points and a reproducible protocol for future empirical validation against Byzantine-robust baselines such as Krum, Multi-Krum, and FLTrust. TAFBA does not report empirical performance figures; it provides a mathematically grounded foundation for regulatory-aware, adversary-resilient decentralized learning in clinical settings, together with a defined pathway toward empirical validation.

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Journal
Journal of Computers Mechanical and Management
Published
2026-10-31
DOI
https://doi.org/10.57159/jcmm.5.5.261304
Primary Topic
Privacy-Preserving Technologies in Data
Type
article
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article

Trust-Driven Pre-Aggregation Federated Learning with Agentic Orchestration and Blockchain-Based Auditing for Secure Healthcare Systems

Satish Kumar, Dharmendra Sharma, C. Hemanth Kumar, T. K. Jha et al.
Journal of Computers Mechanical and Management
Privacy-Preserving Technologies in Data
article

Trust-Driven Pre-Aggregation Federated Learning with Agentic Orchestration and Blockchain-Based Auditing for Secure Healthcare Systems

Satish Kumar, Dharmendra Sharma, C. Hemanth Kumar, T. K. Jha, Vivek Kumar Polurouthu, Rajya Lakshmi Kollipara, Srinivas Neelam
article en

Abstract

Federated Learning (FL) reduces direct exposure of sensitive clinical data, but decentralized healthcare deployments remain vulnerable to Byzantine and data-poisoning attacks and are complicated by non-independent and identically distributed (non-IID) data across institutions. Existing defenses typically address these problems in isolation: robustness mechanisms add computational overhead without provenance guarantees, blockchain-only integrations improve auditability at the cost of scalability, and agentic-AI orchestration approaches are rarely reconciled with healthcare interoperability standards such as FHIR and HL7. This paper proposes the Tri-Layer Agentic Federated Blockchain Architecture (TAFBA), a system-design framework that integrates privacy-preserving FL, agentic trust orchestration, and permissioned blockchain auditing in a single closed-loop pipeline. The central methodological contribution is a pre-aggregation validation pipeline (local training, differential-privacy injection, agentic trust scoring, anomaly-based rejection, and trust-weighted, cluster-aware aggregation) that departs from the aggregate-then-filter paradigm used in most federated systems. TAFBA is developed through a theoretical and system-design methodology: we formalize the threat model and an explicit adversarial-fraction assumption, derive a composite, temporally smoothed trust score, and give an analytical argument, with an asymptotic complexity analysis, showing how pre-aggregation filtering and trust weighting bound the influence of adversarial nodes. We also specify an architecture-level mapping to FHIR resources and HL7 interaction points and a reproducible protocol for future empirical validation against Byzantine-robust baselines such as Krum, Multi-Krum, and FLTrust. TAFBA does not report empirical performance figures; it provides a mathematically grounded foundation for regulatory-aware, adversary-resilient decentralized learning in clinical settings, together with a defined pathway toward empirical validation.

Journal of Computers Mechanical and ManagementVol. 5(5)
Deloitte (United States) (US), Cognizant (United States) (US), Narsee Monjee Institute of Management Studies (IN), Symbiosis International University (IN), University of South Florida (US)
Openalex Percentile: Top 13%
Privacy-Preserving Technologies in Data
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