Topological Ethics Paper 1

This concept paper proposes Topological Ethics, a way of organizing AI alignment constraints as a landscape over an agent's possible behaviors: cooperative outcomes form low-cost "wells," harmful trajectories become high-penalty regions, and cultural change acts as a slow input that reshapes the landscape within protected bounds. The geometry, borrowed from metric-affine physics, is an organizing analogy rather than a formal mapping. The paper then tests the simplest version of the idea, a penalty that protects a simulated human's options, in four small gridworld experiments. The penalty kept agents from trapping a stationary human, but with a goal-seeking human it achieved safety mainly by keeping the agent away, and cooperation appeared only when the penalty encoded a precise forecast of the human's next moves. The paper concludes that the hard problem in this approach is not shaping the landscape but knowing what the human intends, and it sets out the open problems as a research agenda. Code and data are archived at doi:10.5281/zenodo.23841251; full experimental details are in the companion technical report. AI disclosure: The experiment code, analyses, and editing were carried out with the assistance of Claude (Anthropic).

Authors

Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-10-31
DOI
https://doi.org/10.5281/zenodo.23842535
Primary Topic
Ethics and Social Impacts of AI
Type
preprint
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Topological Ethics Paper 1

David Porbeck
Zenodo (CERN European Organization for Nuclear Research)
Ethics and Social Impacts of AI
preprint

Topological Ethics Paper 1

David Porbeck
preprint en

Abstract

This concept paper proposes Topological Ethics, a way of organizing AI alignment constraints as a landscape over an agent's possible behaviors: cooperative outcomes form low-cost "wells," harmful trajectories become high-penalty regions, and cultural change acts as a slow input that reshapes the landscape within protected bounds. The geometry, borrowed from metric-affine physics, is an organizing analogy rather than a formal mapping. The paper then tests the simplest version of the idea, a penalty that protects a simulated human's options, in four small gridworld experiments. The penalty kept agents from trapping a stationary human, but with a goal-seeking human it achieved safety mainly by keeping the agent away, and cooperation appeared only when the penalty encoded a precise forecast of the human's next moves. The paper concludes that the hard problem in this approach is not shaping the landscape but knowing what the human intends, and it sets out the open problems as a research agenda. Code and data are archived at doi:10.5281/zenodo.23841251; full experimental details are in the companion technical report. AI disclosure: The experiment code, analyses, and editing were carried out with the assistance of Claude (Anthropic).

Zenodo (CERN European Organization for Nuclear Research)
Ethics and Social Impacts of AI
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Topological Ethics Paper 1 — David Porbeck · Zenodo (CERN European Organization for Nuclear Research) (2026) | TGRS Research Map | TGRS