Generalizing Density Functional Theory with a Particle-Hole Expansion

Strong electron correlation remains difficult to describe within conventional density functional approximations, particularly when natural-orbital occupations become strongly fractional. We introduce a systematic particle-hole expansion that generalizes density functional theory (DFT) through an explicit functional of the one-electron reduced density matrix. The previously derived cumulant-based correction emerges as the leading term and the thermal (entropic) correction as an infinite-order member whose coefficients are fixed by a single parameter. The expansion can be formulated as a moment problem solved by semidefinite programming with computational scaling comparable to DFT. We show that both the first- and second-order corrections yield closed-form natural-orbital occupations. Applications to periacenes and Fe-porphyrin demonstrate that the second-order correction substantially reduces excessive orbital fractionalization, yielding natural-orbital occupations and fundamental gaps in improved agreement with correlated calculations.

Authors

Publication Details

Journal
arXiv (Cornell University)
Published
2026-10-29
DOI
https://doi.org/10.48550/arxiv.2610.40621
Primary Topic
Advanced Chemical Physics Studies
Type
preprint
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preprint

Generalizing Density Functional Theory with a Particle-Hole Expansion

Madhubani Mukherjee, David A. Mazziotti, Shurui Zhao
arXiv (Cornell University)
Advanced Chemical Physics Studies
preprint

Generalizing Density Functional Theory with a Particle-Hole Expansion

Madhubani Mukherjee, David A. Mazziotti, Shurui Zhao
preprint en

Abstract

Strong electron correlation remains difficult to describe within conventional density functional approximations, particularly when natural-orbital occupations become strongly fractional. We introduce a systematic particle-hole expansion that generalizes density functional theory (DFT) through an explicit functional of the one-electron reduced density matrix. The previously derived cumulant-based correction emerges as the leading term and the thermal (entropic) correction as an infinite-order member whose coefficients are fixed by a single parameter. The expansion can be formulated as a moment problem solved by semidefinite programming with computational scaling comparable to DFT. We show that both the first- and second-order corrections yield closed-form natural-orbital occupations. Applications to periacenes and Fe-porphyrin demonstrate that the second-order correction substantially reduces excessive orbital fractionalization, yielding natural-orbital occupations and fundamental gaps in improved agreement with correlated calculations.

arXiv (Cornell University)
Advanced Chemical Physics Studies
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Generalizing Density Functional Theory with a Particle-Hole Expansion — Madhubani Mukherjee, David A. Mazziotti, et al. · arXiv (Cornell University) (2026) | TGRS Research Map | TGRS