Instability theory of stationary solutions for nonlinear Schrödinger equations

We study the orbital instability of algebraically decaying stationary solutions of nonlinear Schrödinger equations in dimensions $d\ge2$, taking competing double-power nonlinearities as a canonical model. At zero frequency, the essential spectrum of the linearized operator touches zero, and the usual $H^1$ coercivity is lost. We construct the zero-frequency limit $η_0$ of the frequency derivatives $\partial_ωϕ_ω$ of standing-wave profiles and determine its sharp asymptotic behavior. For a stationary ground state $ϕ_0\in H^1(\mathbb{R}^d)$, we prove instability if $\langle x\rangle\,ϕ_0\notin L^2(\mathbb{R}^d)$ or, when $\langle x\rangle\,ϕ_0\in L^2(\mathbb{R}^d)$, if the duality pairing $\langleη_0,ϕ_0\rangle$ is negative. This criterion is a zero-frequency counterpart of the negative slope condition in the Grillakis--Shatah--Strauss theory. The proof combines variation of parameters for the linearized ODE with a shooting analysis that determines the global behavior of the homogeneous solution regular at the origin. We then localize $η_0$ to construct an unstable direction and establish instability through a Lyapunov functional argument based on the variational characterization of ground states. The results extend with essentially the same proofs to a class of multiple-power nonlinearities.

Authors

Publication Details

Journal
arXiv (Cornell University)
Published
2026-10-29
DOI
https://doi.org/10.48550/arxiv.2610.39830
Primary Topic
Advanced Mathematical Physics Problems
Type
preprint
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preprint

Instability theory of stationary solutions for nonlinear Schrödinger equations

Noriyoshi Fukaya, Masayuki Hayashi
arXiv (Cornell University)
Advanced Mathematical Physics Problems
preprint

Instability theory of stationary solutions for nonlinear Schrödinger equations

Noriyoshi Fukaya, Masayuki Hayashi
preprint en

Abstract

We study the orbital instability of algebraically decaying stationary solutions of nonlinear Schrödinger equations in dimensions $d\ge2$, taking competing double-power nonlinearities as a canonical model. At zero frequency, the essential spectrum of the linearized operator touches zero, and the usual $H^1$ coercivity is lost. We construct the zero-frequency limit $η_0$ of the frequency derivatives $\partial_ωϕ_ω$ of standing-wave profiles and determine its sharp asymptotic behavior. For a stationary ground state $ϕ_0\in H^1(\mathbb{R}^d)$, we prove instability if $\langle x\rangle\,ϕ_0\notin L^2(\mathbb{R}^d)$ or, when $\langle x\rangle\,ϕ_0\in L^2(\mathbb{R}^d)$, if the duality pairing $\langleη_0,ϕ_0\rangle$ is negative. This criterion is a zero-frequency counterpart of the negative slope condition in the Grillakis--Shatah--Strauss theory. The proof combines variation of parameters for the linearized ODE with a shooting analysis that determines the global behavior of the homogeneous solution regular at the origin. We then localize $η_0$ to construct an unstable direction and establish instability through a Lyapunov functional argument based on the variational characterization of ground states. The results extend with essentially the same proofs to a class of multiple-power nonlinearities.

arXiv (Cornell University)
Advanced Mathematical Physics Problems
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