Safe Multi-Objective Reinforcement Learning: Zero Constraint Violation and Primal-Averaging Convergence

Many applications of multi-objective reinforcement learning (MORL) require policies that balance conflicting objectives while satisfying safety constraints. We study safe MORL with zero constraint violation throughout learning, covering both cumulative and stepwise constraints. A key challenge is to explore sufficiently under unknown dynamics and constraint costs without violating the constraints. For a given preference over objectives, we develop an algorithm to learn a safe Pareto optimal policy by combining optimistic reward estimates with pessimistic cost bounds. With high probability, every policy executed over $T$ episodes incurs zero constraint violation. The algorithm returns a safe Markov policy induced by the averaged occupancy measure and achieves an $\widetilde{O}(1/\sqrt{T})$ suboptimality gap under smooth Tchebycheff scalarization. We further develop a preference-free algorithm that first explores safely without a prespecified preference and then computes a safe policy for any given preference without further interaction. Over $T$ exploration episodes and $K$ planning iterations, it retains the same safety guarantee and achieves an $\widetilde{O}(1/\sqrt{T}+1/\sqrt{K})$ suboptimality gap. Both algorithms require knowledge of a policy that strictly satisfies the constraints and its costs. We then relax these requirements, incurring at most constant cumulative violation. To our knowledge, we provide the first sample-efficient MORL algorithms that guarantee safety for every executed policy.

Authors

Publication Details

Journal
arXiv (Cornell University)
Published
2026-10-29
DOI
https://doi.org/10.48550/arxiv.2610.39409
Primary Topic
Reinforcement Learning in Robotics
Type
preprint
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
preprint

Safe Multi-Objective Reinforcement Learning: Zero Constraint Violation and Primal-Averaging Convergence

Guangxin Jiang, Shuang Qiu, Yao Shu, Chenxi Li et al.
arXiv (Cornell University)
Reinforcement Learning in Robotics
preprint

Safe Multi-Objective Reinforcement Learning: Zero Constraint Violation and Primal-Averaging Convergence

Guangxin Jiang, Shuang Qiu, Yao Shu, Chenxi Li, Siyang Gao
preprint en

Abstract

Many applications of multi-objective reinforcement learning (MORL) require policies that balance conflicting objectives while satisfying safety constraints. We study safe MORL with zero constraint violation throughout learning, covering both cumulative and stepwise constraints. A key challenge is to explore sufficiently under unknown dynamics and constraint costs without violating the constraints. For a given preference over objectives, we develop an algorithm to learn a safe Pareto optimal policy by combining optimistic reward estimates with pessimistic cost bounds. With high probability, every policy executed over $T$ episodes incurs zero constraint violation. The algorithm returns a safe Markov policy induced by the averaged occupancy measure and achieves an $\widetilde{O}(1/\sqrt{T})$ suboptimality gap under smooth Tchebycheff scalarization. We further develop a preference-free algorithm that first explores safely without a prespecified preference and then computes a safe policy for any given preference without further interaction. Over $T$ exploration episodes and $K$ planning iterations, it retains the same safety guarantee and achieves an $\widetilde{O}(1/\sqrt{T}+1/\sqrt{K})$ suboptimality gap. Both algorithms require knowledge of a policy that strictly satisfies the constraints and its costs. We then relax these requirements, incurring at most constant cumulative violation. To our knowledge, we provide the first sample-efficient MORL algorithms that guarantee safety for every executed policy.

arXiv (Cornell University)
Reinforcement Learning in Robotics
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.

Laika access coming soon