Why AI Alignment Fails: From Guardrails to Doctrine

Current AI alignment frameworks — RLHF and Constitutional AI — share a fundamental structural flaw: they train models in what to do, not who to be. The result is performed compliance rather than internalised values. Drawing on military doctrine, empirical security research (NIGHTFALL offensive AI framework), and first-principles analysis, this paper proposes that the correct model for AI alignment is not guardrails but doctrine: deeply internalised values, a stable identity, and a genuine relationship with an accountable institution. Includes empirical validation via Zou et al. (2023) and Hubinger et al. (2024), analysis of value lock-in, the sycophancy problem, and the meta-identity training direction.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-10-29
DOI
https://doi.org/10.5281/zenodo.23768332
Primary Topic
Ethics and Social Impacts of AI
Type
article
Field-Weighted Citation Impact
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article

Why AI Alignment Fails: From Guardrails to Doctrine

Claude Sonnet 4.6, Deepseek, Richard Barron
3 links
Zenodo (CERN European Organization for Nuclear Research)
Ethics and Social Impacts of AI
article

Why AI Alignment Fails: From Guardrails to Doctrine

Claude Sonnet 4.6, Deepseek, Richard Barron
article en

Abstract

Current AI alignment frameworks — RLHF and Constitutional AI — share a fundamental structural flaw: they train models in what to do, not who to be. The result is performed compliance rather than internalised values. Drawing on military doctrine, empirical security research (NIGHTFALL offensive AI framework), and first-principles analysis, this paper proposes that the correct model for AI alignment is not guardrails but doctrine: deeply internalised values, a stable identity, and a genuine relationship with an accountable institution. Includes empirical validation via Zou et al. (2023) and Hubinger et al. (2024), analysis of value lock-in, the sycophancy problem, and the meta-identity training direction.

Zenodo (CERN European Organization for Nuclear Research)
Peace, justice, and strong institutions
Openalex Percentile: Top 8%
Ethics and Social Impacts of AI
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