Efficient Finite Element Modeling of Initial K0 Geostress and Shear-Slide Stability in Sloping Ground

Abstract Reliable initialization of in situ $${K}_{0}$$ K 0 stresses and efficient stability analysis are fundamental to robust finite-element modeling of infinite slopes. Yet, existing modeling schemes either apply gravity loading with an indirect $${K}_{0}-\nu $$ K 0 - ν mapping that is not mechanics-consistent for sloping ground, or require large computational domains that are expensive for repeated analyses. In this study, an efficient FEM framework is developed that retains the gravity load procedure (GLP) and addresses its stress-initialization limitation for homogeneous infinite slopes. Specifically, a closed-form coupling of Poisson’s ratio components is derived within a transversely isotropic elastic formulation, in which slope cross-anisotropy arises from stress-induced anisotropy. This coupling enforces target $${K}_{0}$$ K 0 -type geostress states in sloping ground, without using the conventional horizontal-ground $${K}_{0}-\nu $$ K 0 - ν relation. The formulation is implemented in a compact periodic unit-block FEM model (Geometry I, L/H = 0.2). It is combined with strength-reduction using an elastic–perfectly plastic Mohr–Coulomb model for shear-slide factor-of-safety (FOS) assessment. Results are evaluated against analytical infinite-slope solutions and conventional large-domain FEM simulations (Geometry II, L/H = 32) performed using COMSOL Multiphysics and PLAXIS 2D. The proposed model reproduces analytical $${K}_{0}$$ K 0 stress profiles across tested slope angles and pore-pressure ratios. It avoids spurious yielding during geostress initialization and provides FOS predictions in close agreement with analytical solutions under both dry and seepage-parallel conditions. Compared with the large-domain approach, it delivers substantially improved efficiency (at least ~ 4 × shorter runtime in tested cases) with orders-of-magnitude fewer degrees of freedom, while preserving the expected slope-parallel failure mechanism. The effects of slope angle, pore-pressure ratio, and stress-induced anisotropy are investigated, and the results are discussed.

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Publication Details

Journal
Geotechnical and Geological Engineering
Published
2026-10-29
DOI
https://doi.org/10.1007/s10706-026-03942-9
Primary Topic
Geotechnical Engineering and Analysis
Type
article
Field-Weighted Citation Impact
0.00

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article

Efficient Finite Element Modeling of Initial K0 Geostress and Shear-Slide Stability in Sloping Ground

Amin Rafiei
1 links
Geotechnical and Geological Engineering
Geotechnical Engineering and Analysis
article

Efficient Finite Element Modeling of Initial K0 Geostress and Shear-Slide Stability in Sloping Ground

Amin Rafiei
article en

Abstract

Abstract Reliable initialization of in situ $${K}_{0}$$ K 0 stresses and efficient stability analysis are fundamental to robust finite-element modeling of infinite slopes. Yet, existing modeling schemes either apply gravity loading with an indirect $${K}_{0}-\nu $$ K 0 - ν mapping that is not mechanics-consistent for sloping ground, or require large computational domains that are expensive for repeated analyses. In this study, an efficient FEM framework is developed that retains the gravity load procedure (GLP) and addresses its stress-initialization limitation for homogeneous infinite slopes. Specifically, a closed-form coupling of Poisson’s ratio components is derived within a transversely isotropic elastic formulation, in which slope cross-anisotropy arises from stress-induced anisotropy. This coupling enforces target $${K}_{0}$$ K 0 -type geostress states in sloping ground, without using the conventional horizontal-ground $${K}_{0}-\nu $$ K 0 - ν relation. The formulation is implemented in a compact periodic unit-block FEM model (Geometry I, L/H = 0.2). It is combined with strength-reduction using an elastic–perfectly plastic Mohr–Coulomb model for shear-slide factor-of-safety (FOS) assessment. Results are evaluated against analytical infinite-slope solutions and conventional large-domain FEM simulations (Geometry II, L/H = 32) performed using COMSOL Multiphysics and PLAXIS 2D. The proposed model reproduces analytical $${K}_{0}$$ K 0 stress profiles across tested slope angles and pore-pressure ratios. It avoids spurious yielding during geostress initialization and provides FOS predictions in close agreement with analytical solutions under both dry and seepage-parallel conditions. Compared with the large-domain approach, it delivers substantially improved efficiency (at least ~ 4 × shorter runtime in tested cases) with orders-of-magnitude fewer degrees of freedom, while preserving the expected slope-parallel failure mechanism. The effects of slope angle, pore-pressure ratio, and stress-induced anisotropy are investigated, and the results are discussed.

Geotechnical and Geological EngineeringVol. 44(9)
Louisiana State University (US)
Louisiana State University
Openalex Percentile: Top 13%
Geotechnical Engineering and Analysis
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