Where Does the Anion-Redox Hole Go? Reliability of Open-Shell Projection-Based Embedding for Li-Rich Cathodes, from DFT Environments to Quantum Solvers

Anion redox in Li-rich layered oxides places holes on oxygen next to an antiferromagnetic Mn(IV) d3 lattice, a strongly correlated open-shell problem for which projection-based wavefunction-in-DFT embedding offers a route to correlated and quantum solvers, but whose errors are known mainly for closed-shell molecules. We develop a spin-unrestricted projection-based embedding, exact at the DFT-in-DFT level to the microhartree scale for closed-shell, broken-symmetry and high-spin references with point charges, and apply DMRG-in-DFT to point-charge clusters of delithiated Li(2-x)MnO3, varying the environment functional (0-100% exact exchange), geometry, active region, active-space spin, virtual space, cluster size and magnetic reference. In every setting the lowest SCF state places the hole on an oxygen pair, with no O-O bond. How the hole is shared depends on the functional together with the geometry: hybrids give a full, uncoupled hole at the DFT+U geometry but a partial, weakly covalent hole at their own geometry, a change of up to 0.5 e on one oxygen. Where spin spreads across the active/environment boundary, the integer spin projection of the active space becomes a choice worth up to 0.26 e, and at most 0.09 e once the two Mn neighbors are included. An extended state search found missed lower states for two functionals, changing a pair-oxygen spin by up to 0.45 e. Across all 82 runs the embedded mean field gives the same hole (median DMRG change 0.02-0.04 e); correlation mainly adds O-O covalency. State control and geometry consistency, not the solver, dominate the uncertainty, and total energies are not converged at 30-40 orbitals. For quantum solvers, the embedded Hamiltonian must be spin-unrestricted: a shared-orbital form reverses the hole, while sample-based quantum diagonalization reproduces exact diagonalization, as accurately as, but not better than, classical selected CI.

Authors

Publication Details

Journal
arXiv (Cornell University)
Published
2026-10-27
DOI
https://doi.org/10.48550/arxiv.2610.36659
Primary Topic
Advanced Chemical Physics Studies
Type
preprint
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
preprint

Where Does the Anion-Redox Hole Go? Reliability of Open-Shell Projection-Based Embedding for Li-Rich Cathodes, from DFT Environments to Quantum Solvers

Cha Pil-Ryung, Satadeep Bhattacharjee, Pritam Das
arXiv (Cornell University)
Advanced Chemical Physics Studies
preprint

Where Does the Anion-Redox Hole Go? Reliability of Open-Shell Projection-Based Embedding for Li-Rich Cathodes, from DFT Environments to Quantum Solvers

Cha Pil-Ryung, Satadeep Bhattacharjee, Pritam Das
preprint en

Abstract

Anion redox in Li-rich layered oxides places holes on oxygen next to an antiferromagnetic Mn(IV) d3 lattice, a strongly correlated open-shell problem for which projection-based wavefunction-in-DFT embedding offers a route to correlated and quantum solvers, but whose errors are known mainly for closed-shell molecules. We develop a spin-unrestricted projection-based embedding, exact at the DFT-in-DFT level to the microhartree scale for closed-shell, broken-symmetry and high-spin references with point charges, and apply DMRG-in-DFT to point-charge clusters of delithiated Li(2-x)MnO3, varying the environment functional (0-100% exact exchange), geometry, active region, active-space spin, virtual space, cluster size and magnetic reference. In every setting the lowest SCF state places the hole on an oxygen pair, with no O-O bond. How the hole is shared depends on the functional together with the geometry: hybrids give a full, uncoupled hole at the DFT+U geometry but a partial, weakly covalent hole at their own geometry, a change of up to 0.5 e on one oxygen. Where spin spreads across the active/environment boundary, the integer spin projection of the active space becomes a choice worth up to 0.26 e, and at most 0.09 e once the two Mn neighbors are included. An extended state search found missed lower states for two functionals, changing a pair-oxygen spin by up to 0.45 e. Across all 82 runs the embedded mean field gives the same hole (median DMRG change 0.02-0.04 e); correlation mainly adds O-O covalency. State control and geometry consistency, not the solver, dominate the uncertainty, and total energies are not converged at 30-40 orbitals. For quantum solvers, the embedded Hamiltonian must be spin-unrestricted: a shared-orbital form reverses the hole, while sample-based quantum diagonalization reproduces exact diagonalization, as accurately as, but not better than, classical selected CI.

arXiv (Cornell University)
Advanced Chemical Physics Studies
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.

Laika access coming soon