Does Perplexity Predict Protection? Backbone Selection for Worst-Client Fairness in Federated Parameter-Efficient Fine-Tuning

Federated learning lets multiple parties train a shared model without pooling their data, but a client with far less data than the others can end up poorly served even when the group’s average accuracy looks fine. We ask whether the choice of pretrained backbone affects this under LoRA fine-tuning, and whether per-word perplexity on the target text is associated with which backbone helps the worst-off client before federated training starts. We ran 313 experiments across three text-classification datasets and three similarly sized backbones (RoBERTa, BERTweet, PubMedBERT), each compared against a task-specific baseline on identical data splits. Lower-perplexity backbones were associated with larger gains for the worst-performing client (rank correlation −0.87 across nine dataset–backbone pairs; block-permutation p=0.028, the smallest value this design can produce). This is an exploratory finding: a backbone held out of the analysis was directionally consistent with it, but that is one prospective check, not a validation. The same ordering predicts mean-client accuracy equally well, so the correlation does not isolate a worst-client-specific effect; a cross-client dispersion measure is also associated with perplexity, but no result in this family survives multiplicity correction. Ditto, at the settings and skew we tested, recovered only 4–12% of the gap between training alone and full federation; other personalization methods were not tested. Removing aggregation erased the benefit, and a client’s update was close to orthogonal to the group’s update, which is inconsistent with one proposed explanation as we operationalized it. Practically, per-word perplexity on a sample of task text is a provisional shortlisting signal for backbone choice. We release our code, predictions, and full results for others to test.

Authors

Institutions

Publication Details

Journal
Electronics
Published
2026-10-26
DOI
https://doi.org/10.3390/electronics15214956
Primary Topic
Privacy-Preserving Technologies in Data
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Does Perplexity Predict Protection? Backbone Selection for Worst-Client Fairness in Federated Parameter-Efficient Fine-Tuning

Samreen Azhar, Haroon Mahmood, Umar Shoaib, Muhammad Awais et al.
Electronics
Privacy-Preserving Technologies in Data
article

Does Perplexity Predict Protection? Backbone Selection for Worst-Client Fairness in Federated Parameter-Efficient Fine-Tuning

Samreen Azhar, Haroon Mahmood, Umar Shoaib, Muhammad Awais, Kiran Naseer
article en

Abstract

Federated learning lets multiple parties train a shared model without pooling their data, but a client with far less data than the others can end up poorly served even when the group’s average accuracy looks fine. We ask whether the choice of pretrained backbone affects this under LoRA fine-tuning, and whether per-word perplexity on the target text is associated with which backbone helps the worst-off client before federated training starts. We ran 313 experiments across three text-classification datasets and three similarly sized backbones (RoBERTa, BERTweet, PubMedBERT), each compared against a task-specific baseline on identical data splits. Lower-perplexity backbones were associated with larger gains for the worst-performing client (rank correlation −0.87 across nine dataset–backbone pairs; block-permutation p=0.028, the smallest value this design can produce). This is an exploratory finding: a backbone held out of the analysis was directionally consistent with it, but that is one prospective check, not a validation. The same ordering predicts mean-client accuracy equally well, so the correlation does not isolate a worst-client-specific effect; a cross-client dispersion measure is also associated with perplexity, but no result in this family survives multiplicity correction. Ditto, at the settings and skew we tested, recovered only 4–12% of the gap between training alone and full federation; other personalization methods were not tested. Removing aggregation erased the benefit, and a client’s update was close to orthogonal to the group’s update, which is inconsistent with one proposed explanation as we operationalized it. Practically, per-word perplexity on a sample of task text is a provisional shortlisting signal for backbone choice. We release our code, predictions, and full results for others to test.

ElectronicsVol. 15(21)
Qassim University (SA), Al Ain University (AE), University of Gujrat (PK)
Openalex Percentile: Top 13%
Privacy-Preserving Technologies in Data
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.

Laika access coming soon