An Electro-Thermal State Matrix Framework for Interpretable PMSM Inverter Fault Diagnosis Using Chromatic Fingerprints

Fault detection in PMSM inverters is usually done through measurement or hand-crafted features of electrical and thermal parameters. Although such methods can perform with excellent accuracy in classification tasks, they provide limited insight into the physics of fault development. This paper presents a methodology for diagnosing faults in inverters through an interpretable fault diagnosis technique using Physical State Vector (PSV), Electro-Thermal State Matrix (ETSM), and Chromatic Fingerprints. The suggested approach consists of first converting the raw data measured in PMSM into physical representations of the electrical, thermal, and electro-thermal features. Then, the data is represented in an ETSM, where electrical behavior, thermal conditions, and electro-thermal interrelations are distinctly distinguished. The ETSM is converted to a chromatic fingerprint, which is a graphical representation of the system state. To test the diagnostic potential of the proposed representation, the statistical color features obtained from the fingerprints are classified via a Random Forest model. Validation of the experimental work was carried out by using publicly available data related to the fault diagnosis of the PMSM inverter, which included 10,892 samples from nine different operating conditions. Because each class is one continuous 10 Hz recording, a blocked temporal cross-validation is used as the primary protocol, and repeated stratified cross-validation is reported for comparison. The chromatic fingerprint reached 89.4 ± 6.6% accuracy and 84.9 ± 8.9% Macro-F1 in blocked cross-validation (95.5 ± 0.5% and 93.6% in random folds), against 98.1 ± 3.0% for the raw sensors. Feature importance, grouped permutation importance, SHAP, and layer-ablation analyses showed that thermal descriptors were the main source of discriminative information in this dataset (73.9 ± 0.9% of impurity importance), whereas removing the electro-thermal layer did not reduce accuracy, so no complementary information was demonstrated for it. Chromatic fingerprint distances correlated with class confusion (Spearman ρ = −0.83). The presented results show a trade-off between diagnostic effectiveness and physical interpretability of the developed representation. In contrast to sensor-based methods, the proposed framework offers an electro-thermal representation, which is capable of providing both fault diagnosis and visualization of the PMSM fault states, within the limits of a single dataset.

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Publication Details

Journal
WSEAS TRANSACTIONS ON SYSTEMS AND CONTROL
Published
2026-10-22
DOI
https://doi.org/10.37394/23203.2026.21.37
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
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article

An Electro-Thermal State Matrix Framework for Interpretable PMSM Inverter Fault Diagnosis Using Chromatic Fingerprints

Ziyad Almajali
WSEAS TRANSACTIONS ON SYSTEMS AND CONTROL
Machine Fault Diagnosis Techniques
article

An Electro-Thermal State Matrix Framework for Interpretable PMSM Inverter Fault Diagnosis Using Chromatic Fingerprints

Ziyad Almajali
article en

Abstract

Fault detection in PMSM inverters is usually done through measurement or hand-crafted features of electrical and thermal parameters. Although such methods can perform with excellent accuracy in classification tasks, they provide limited insight into the physics of fault development. This paper presents a methodology for diagnosing faults in inverters through an interpretable fault diagnosis technique using Physical State Vector (PSV), Electro-Thermal State Matrix (ETSM), and Chromatic Fingerprints. The suggested approach consists of first converting the raw data measured in PMSM into physical representations of the electrical, thermal, and electro-thermal features. Then, the data is represented in an ETSM, where electrical behavior, thermal conditions, and electro-thermal interrelations are distinctly distinguished. The ETSM is converted to a chromatic fingerprint, which is a graphical representation of the system state. To test the diagnostic potential of the proposed representation, the statistical color features obtained from the fingerprints are classified via a Random Forest model. Validation of the experimental work was carried out by using publicly available data related to the fault diagnosis of the PMSM inverter, which included 10,892 samples from nine different operating conditions. Because each class is one continuous 10 Hz recording, a blocked temporal cross-validation is used as the primary protocol, and repeated stratified cross-validation is reported for comparison. The chromatic fingerprint reached 89.4 ± 6.6% accuracy and 84.9 ± 8.9% Macro-F1 in blocked cross-validation (95.5 ± 0.5% and 93.6% in random folds), against 98.1 ± 3.0% for the raw sensors. Feature importance, grouped permutation importance, SHAP, and layer-ablation analyses showed that thermal descriptors were the main source of discriminative information in this dataset (73.9 ± 0.9% of impurity importance), whereas removing the electro-thermal layer did not reduce accuracy, so no complementary information was demonstrated for it. Chromatic fingerprint distances correlated with class confusion (Spearman ρ = −0.83). The presented results show a trade-off between diagnostic effectiveness and physical interpretability of the developed representation. In contrast to sensor-based methods, the proposed framework offers an electro-thermal representation, which is capable of providing both fault diagnosis and visualization of the PMSM fault states, within the limits of a single dataset.

WSEAS TRANSACTIONS ON SYSTEMS AND CONTROLVol. 21
Mutah University (JO)
Openalex Percentile: Top 17%
Machine Fault Diagnosis Techniques
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