Beyond Document Integrity: Auditing Resolved States of Formalized Legal Documents
Hashing, signing, and timestamping establish that a document has not changed. When a legal document is produced by composition, from templates, clause libraries, shared definitions, and parameters that evolve independently, the governing text is a resolved state, and the integrity of the root document does not ensure that this state can be reconstructed. We treat this as a problem of ex post auditability. We define the resolved state as S_t = ρ(A_0, R_t, C_t), derive five properties of its auditability from requirements established in archival science, legal document standards, and norm-change formalisms, and introduce a capture model K_t with a diagnostic procedure that reports which properties a capture fails. We implement the framework in cmacc-attest and apply it to the 175 instantiated contracts of the CommonAccord library. References resolve in 96.6% of contracts, yet none is auditable: no reference is version-locked, and 98.3% contain conflicts settled by an unattested precedence order. Replaying 194 commits of the library history shows that 88.5% of the changes in resolved contracts left the root file unchanged. Repository history narrows reconstruction when the time of resolution is known, but does not replace a capture.
Authors
- Sion Israel Sion (ORCID: https://orcid.org/0000-0002-7696-3167)
- Charlaine Bouchard (ORCID: https://orcid.org/0000-0002-0280-7241)
- Hazard James
Institutions
- Université Laval (CA)
- École de Technologie Supérieure (CA)
Publication Details
- Journal
- Zenodo (CERN European Organization for Nuclear Research)
- Published
- 2026-10-16
- DOI
- https://doi.org/10.5281/zenodo.23443042
- Primary Topic
- Artificial Intelligence in Law
- Type
- preprint