Replication Package and Codebase: A Tight Lower Bound on Generalization in Quantum Machine Learning via Dynamical Lie Algebra Dimension

Orbit dimension, not parameter count, bounds quantum sample complexity. For continuous parameterized quantum circuits on $n$ qubits, the minimax estimation risk obeys \[ \mathcal{R}(d_{\mathrm{eff}}, M) \;\geq\; \Omega\!\left(\sqrt{\frac{d_{\mathrm{eff}}}{M}}\right), \] where $d_{\mathrm{eff}} = \dim(\mathcal{O}_O)$ is the real dimension of the observable's adjoint orbit under the dynamical Lie group. For balanced Pauli observables $O = Z^{\otimes n}$, quotienting the dynamical Lie algebra by the stabilizer subgroup yields the complex Grassmannian $Gr(2^{n-1}, 2^n)$ of real dimension $d_{\mathrm{eff}} = 2^{2n-1} = \frac{1}{2}4^n \approx \frac{1}{2}\dim(\mathfrak{g})$, which matches upper bounds of Caro et al.~(2022) and Ohno~(2025) up to a universal constant and resolves the exact tightness rate $\Theta(\sqrt{\dim(\mathfrak{g})/M})$. For rank-1 projective observables, the orbit contracts instead to complex projective space $\mathbb{CP}^{2^n-1}$ with dimension $d_{\mathrm{eff}} = 2(2^n-1)$. Sample requirements therefore explode exponentially with qubit count. The scaling identifies Wang \& Wu's (2025) dimension-independent $\mathcal{O}(1/\sqrt{M})$ uniform convergence bound as an artifact of uniform stability rather than true estimation power. PennyLane benchmarks across $n=1,2,3,4$ qubits confirm this exponential threshold. Barren plateaus and statistical sample bottlenecks stem from an identical geometric origin: volume growth in $SU(2^n)$ simultaneously suppresses gradient variances as $\sim 1/\dim(\mathfrak{g})$ and drives sample complexity up to $\sim \sqrt{\dim(\mathfrak{g})/M}$.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-10-16
DOI
https://doi.org/10.5281/zenodo.23410873
Primary Topic
Quantum Computing Algorithms and Architecture
Type
preprint
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preprint

Replication Package and Codebase: A Tight Lower Bound on Generalization in Quantum Machine Learning via Dynamical Lie Algebra Dimension

Ayad Alhusseiny
Zenodo (CERN European Organization for Nuclear Research)
Quantum Computing Algorithms and Architecture
preprint

Replication Package and Codebase: A Tight Lower Bound on Generalization in Quantum Machine Learning via Dynamical Lie Algebra Dimension

Ayad Alhusseiny
preprint en

Abstract

Orbit dimension, not parameter count, bounds quantum sample complexity. For continuous parameterized quantum circuits on $n$ qubits, the minimax estimation risk obeys \[ \mathcal{R}(d_{\mathrm{eff}}, M) \;\geq\; \Omega\!\left(\sqrt{\frac{d_{\mathrm{eff}}}{M}}\right), \] where $d_{\mathrm{eff}} = \dim(\mathcal{O}_O)$ is the real dimension of the observable's adjoint orbit under the dynamical Lie group. For balanced Pauli observables $O = Z^{\otimes n}$, quotienting the dynamical Lie algebra by the stabilizer subgroup yields the complex Grassmannian $Gr(2^{n-1}, 2^n)$ of real dimension $d_{\mathrm{eff}} = 2^{2n-1} = \frac{1}{2}4^n \approx \frac{1}{2}\dim(\mathfrak{g})$, which matches upper bounds of Caro et al.~(2022) and Ohno~(2025) up to a universal constant and resolves the exact tightness rate $\Theta(\sqrt{\dim(\mathfrak{g})/M})$. For rank-1 projective observables, the orbit contracts instead to complex projective space $\mathbb{CP}^{2^n-1}$ with dimension $d_{\mathrm{eff}} = 2(2^n-1)$. Sample requirements therefore explode exponentially with qubit count. The scaling identifies Wang \& Wu's (2025) dimension-independent $\mathcal{O}(1/\sqrt{M})$ uniform convergence bound as an artifact of uniform stability rather than true estimation power. PennyLane benchmarks across $n=1,2,3,4$ qubits confirm this exponential threshold. Barren plateaus and statistical sample bottlenecks stem from an identical geometric origin: volume growth in $SU(2^n)$ simultaneously suppresses gradient variances as $\sim 1/\dim(\mathfrak{g})$ and drives sample complexity up to $\sim \sqrt{\dim(\mathfrak{g})/M}$.

Zenodo (CERN European Organization for Nuclear Research)
University of Kerbala (IQ)
Quantum Computing Algorithms and Architecture
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