Quality-by-Design Framework for Evaluating AI-Driven Machine Translation in Regulatory Affairs

Background/Objectives: Machine translation increasingly prepares multilingual product information for EU marketing authorisation, yet no established process exists to adapt or validate a system for the Summary of Product Characteristics (SmPC), whose sections differ in regulatory function, terminology, and clinical risk. This work develops such a process and a qualification procedure against the approved human translation. Methods: An EMA-derived ontology divides the SmPC into seven regulatory domains, each with a provisional ICH Q9 risk profile, following Quality-by-Design principles. A No Language Left Behind model was fine-tuned with Low-Rank Adaptation on an eight-language-pair corpus and compared with the pre-trained model using BLEU, chrF, TER and COMET. Quality was validated by a five-layer, human-sign-off pipeline. Results: Fine-tuning improved every metric for every language pair. Quality varied more by domain than by language, hidden by corpus-level scores, and the domains rated highest-risk, under provisional ratings awaiting external calibration, were not the best translated. Checks on language-independent quantities were reliable everywhere; within adverse-reaction sections, the terminology check was the only partial-anchor instrument, and it showed meaningful gains only after a second language-model stage. Conclusions: The fine-tuned model and its validation pipeline, targeting automated checks where reliable and human review elsewhere, form a promising assistive step under qualified sign-off whose suitability for production-scale deployment requires further validation; assessment must be by regulatory domain, not the document as a whole.

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Published
2026-10-14
DOI
https://doi.org/10.3390/info17101022
Primary Topic
Natural Language Processing Techniques
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article

Quality-by-Design Framework for Evaluating AI-Driven Machine Translation in Regulatory Affairs

Darya V. Filatova, Florian Pereme, Hocine Kadi
Information
Natural Language Processing Techniques
article

Quality-by-Design Framework for Evaluating AI-Driven Machine Translation in Regulatory Affairs

Darya V. Filatova, Florian Pereme, Hocine Kadi
article en

Abstract

Background/Objectives: Machine translation increasingly prepares multilingual product information for EU marketing authorisation, yet no established process exists to adapt or validate a system for the Summary of Product Characteristics (SmPC), whose sections differ in regulatory function, terminology, and clinical risk. This work develops such a process and a qualification procedure against the approved human translation. Methods: An EMA-derived ontology divides the SmPC into seven regulatory domains, each with a provisional ICH Q9 risk profile, following Quality-by-Design principles. A No Language Left Behind model was fine-tuned with Low-Rank Adaptation on an eight-language-pair corpus and compared with the pre-trained model using BLEU, chrF, TER and COMET. Quality was validated by a five-layer, human-sign-off pipeline. Results: Fine-tuning improved every metric for every language pair. Quality varied more by domain than by language, hidden by corpus-level scores, and the domains rated highest-risk, under provisional ratings awaiting external calibration, were not the best translated. Checks on language-independent quantities were reliable everywhere; within adverse-reaction sections, the terminology check was the only partial-anchor instrument, and it showed meaningful gains only after a second language-model stage. Conclusions: The fine-tuned model and its validation pipeline, targeting automated checks where reliable and human review elsewhere, form a promising assistive step under qualified sign-off whose suitability for production-scale deployment requires further validation; assessment must be by regulatory domain, not the document as a whole.

InformationVol. 17(10)
Openalex Percentile: Top 13%
Natural Language Processing Techniques
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