Effect of Pre-Existing Crack or Mineral Vein on Dynamic Fracturing Behavior of Water-Resisting Rock Mass in a Tunnel Under Seismicity: Insights from the Coupled Hydro-Mechanical Discrete Element Method

Water and mud inrush is a major hazard impeding the construction sustainability of tunnel crossings of water-rich active faults, where seismic-induced fracturing may compromise the integrity of water-resisting rock masses. Natural rock masses commonly contain pre-existing cracks and mineral veins, but their influences on dynamic failure under coupled geostress, hydraulic pressure, and seismic loading remain insufficiently understood. Taking the Kangding No. 2 Tunnel of the Sichuan–Tibet Railway crossing the Yunongxi active fault as the engineering background, a coupled hydro-mechanical discrete element model was established to investigate representative pre-existing crack and quartz-vein configurations corresponding to inclinations of 0°, 30°, 60°, and 90°. The model was subjected to principal stresses of 23.7 and 12.7 MPa, a groundwater pressure of 3.33 MPa, and combined horizontal and vertical seismic loading, with the horizontal component prescribed at 0.8 g and 5 Hz. The results show that pre-existing crack tips acted as preferential sites for fracture initiation, whereas quartz veins generally impeded fracture propagation before vein rupture. Shear fractures dominated the dynamic failure process in all investigated cases. The tensile-fracture ratios ranged from 7.90% to 13.15% for the crack-containing models, with the maximum value occurring in the 30° configuration, compared with only 7.01–7.84% for the vein-containing models. The AE b values of the crack-containing models ranged from 2.14 to 2.94 and exhibited a trapezoid-shaped variation among the investigated configurations, whereas the vein-containing models showed an oblique N-shaped variation, with a maximum b value of 2.23 in the 90° configuration. Abrupt increases and pronounced fluctuations in AE counts and energy accompanied intensified fracture propagation and model failure. These results provide numerical indications of potentially fracture-prone structural configurations, which can guide precise directional grouting, early warning and ecological protection in the migration of water and mud inrush, eventually supporting the construction sustainability of the tunnel.

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Publication Details

Journal
Sustainability
Published
2026-10-14
DOI
https://doi.org/10.3390/su182010473
Primary Topic
Rock Mechanics and Modeling
Type
article
Field-Weighted Citation Impact
0.00

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article

Effect of Pre-Existing Crack or Mineral Vein on Dynamic Fracturing Behavior of Water-Resisting Rock Mass in a Tunnel Under Seismicity: Insights from the Coupled Hydro-Mechanical Discrete Element Method

Fanmeng Kong, Chao Lu, Ziming Qu, Xin Li et al.
Sustainability
Rock Mechanics and Modeling
article

Effect of Pre-Existing Crack or Mineral Vein on Dynamic Fracturing Behavior of Water-Resisting Rock Mass in a Tunnel Under Seismicity: Insights from the Coupled Hydro-Mechanical Discrete Element Method

Fanmeng Kong, Chao Lu, Ziming Qu, Xin Li, Tong Zhao, Binghua Zhou
article en

Abstract

Water and mud inrush is a major hazard impeding the construction sustainability of tunnel crossings of water-rich active faults, where seismic-induced fracturing may compromise the integrity of water-resisting rock masses. Natural rock masses commonly contain pre-existing cracks and mineral veins, but their influences on dynamic failure under coupled geostress, hydraulic pressure, and seismic loading remain insufficiently understood. Taking the Kangding No. 2 Tunnel of the Sichuan–Tibet Railway crossing the Yunongxi active fault as the engineering background, a coupled hydro-mechanical discrete element model was established to investigate representative pre-existing crack and quartz-vein configurations corresponding to inclinations of 0°, 30°, 60°, and 90°. The model was subjected to principal stresses of 23.7 and 12.7 MPa, a groundwater pressure of 3.33 MPa, and combined horizontal and vertical seismic loading, with the horizontal component prescribed at 0.8 g and 5 Hz. The results show that pre-existing crack tips acted as preferential sites for fracture initiation, whereas quartz veins generally impeded fracture propagation before vein rupture. Shear fractures dominated the dynamic failure process in all investigated cases. The tensile-fracture ratios ranged from 7.90% to 13.15% for the crack-containing models, with the maximum value occurring in the 30° configuration, compared with only 7.01–7.84% for the vein-containing models. The AE b values of the crack-containing models ranged from 2.14 to 2.94 and exhibited a trapezoid-shaped variation among the investigated configurations, whereas the vein-containing models showed an oblique N-shaped variation, with a maximum b value of 2.23 in the 90° configuration. Abrupt increases and pronounced fluctuations in AE counts and energy accompanied intensified fracture propagation and model failure. These results provide numerical indications of potentially fracture-prone structural configurations, which can guide precise directional grouting, early warning and ecological protection in the migration of water and mud inrush, eventually supporting the construction sustainability of the tunnel.

SustainabilityVol. 18(20)
North China University of Water Resources and Electric Power (CN), China University of Geosciences (Beijing) (CN), Chengdu University of Technology (CN), University of Jinan (CN), Beijing Institute of Geology for Mineral Resources (CN), Institute of Geology and Geophysics (CN), State Key Laboratory of Geohazard Prevention and Geoenvironment Protection
National Natural Science Foundation of China, State Key Laboratory of Geohazard Prevention and Geoenvironment Protection, National Key Research and Development Program of China, Fundamental Research Funds for the Central Universities
Industry, innovation and infrastructure
Openalex Percentile: Top 23%
Rock Mechanics and Modeling
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