A coupled hydro-mechanical phase-field model for mixed-mode fracture and full-stage permeability evolution in transversely isotropic rock with kinked fissures

Understanding the coupled hydro-mechanical (HM) fracture behavior and permeability evolution in transversely isotropic rock containing kinked fissures is critical for the stability assessment and disaster prevention of deep underground engineering. Although existing phase-field models (PFMs) can effectively simulate mixed‑mode fracture and post-cracking permeability evolution, they generally neglect the energy dissipation caused by compressive stress and fail to account for the full‑stage permeability evolution, especially during the pre‑cracking stage. In this study, a coupled HM-PFM is proposed for transversely isotropic rock with kinked fissures. The model first introduces a volumetric-deviatoric strain energy decomposition framework to distinguish Mode-I tensile and Mode-II shear fracture driving forces, explicitly incorporating compressive-stress-induced energy dissipation. Second, it establishes a loading-dependent porosity evolution equation to characterize permeability variation in the entire loading process, including the pre-cracking compaction stage. The model is implemented within a transversely isotropic constitutive framework coupled with Biot’s poroelasticity and Darcy’s law. Real-time nuclear magnetic resonance (NMR) tests are performed on layered sandstone specimens with a single kinked fissure at different bedding inclinations under triaxial hydro-mechanical coupling conditions to validate the feasibility and effectiveness of the newly proposed PFM. The results show that elastic modulus increases with bedding inclination, while peak strength exhibits a decrease-increase trend with a minimum at 60°. Maximum principal stress concentrates at fissure kinks, and maximum shear stress localizes at fissure tips, inducing symmetric shear-band failure. Permeability decreases during compaction and linear elasticity, rebounds after yielding, and increases sharply post-failure. The proposed model accurately reproduces experimental stress–strain curves, failure modes, and full-stage permeability evolution, and comparative benchmarks against existing PFMs further confirm its capability in capturing mixed-mode fracture interactions. Numerical results reveal that seepage pressure redistributes near fissures, forming high-velocity zones at crack tips, and that increasing bedding inclination deflects the seepage field and elevates peak flow velocity. The model provides a reliable numerical tool for analyzing mixed-mode fracture and hydro-mechanical behavior in transversely isotropic rock masses.

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Publication Details

Journal
Computers and Geotechnics
Published
2026-10-13
DOI
https://doi.org/10.1016/j.compgeo.2026.108743
Primary Topic
Rock Mechanics and Modeling
Type
article
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article

A coupled hydro-mechanical phase-field model for mixed-mode fracture and full-stage permeability evolution in transversely isotropic rock with kinked fissures

Wei Yi, Shuxin Huang, Yingming Xiao, Qiujing Pan et al.
Computers and Geotechnics
Rock Mechanics and Modeling
article

A coupled hydro-mechanical phase-field model for mixed-mode fracture and full-stage permeability evolution in transversely isotropic rock with kinked fissures

Wei Yi, Shuxin Huang, Yingming Xiao, Qiujing Pan, Chaojun Jia, Mingfeng Lei, Hongbo Zhang
article en

Abstract

Understanding the coupled hydro-mechanical (HM) fracture behavior and permeability evolution in transversely isotropic rock containing kinked fissures is critical for the stability assessment and disaster prevention of deep underground engineering. Although existing phase-field models (PFMs) can effectively simulate mixed‑mode fracture and post-cracking permeability evolution, they generally neglect the energy dissipation caused by compressive stress and fail to account for the full‑stage permeability evolution, especially during the pre‑cracking stage. In this study, a coupled HM-PFM is proposed for transversely isotropic rock with kinked fissures. The model first introduces a volumetric-deviatoric strain energy decomposition framework to distinguish Mode-I tensile and Mode-II shear fracture driving forces, explicitly incorporating compressive-stress-induced energy dissipation. Second, it establishes a loading-dependent porosity evolution equation to characterize permeability variation in the entire loading process, including the pre-cracking compaction stage. The model is implemented within a transversely isotropic constitutive framework coupled with Biot’s poroelasticity and Darcy’s law. Real-time nuclear magnetic resonance (NMR) tests are performed on layered sandstone specimens with a single kinked fissure at different bedding inclinations under triaxial hydro-mechanical coupling conditions to validate the feasibility and effectiveness of the newly proposed PFM. The results show that elastic modulus increases with bedding inclination, while peak strength exhibits a decrease-increase trend with a minimum at 60°. Maximum principal stress concentrates at fissure kinks, and maximum shear stress localizes at fissure tips, inducing symmetric shear-band failure. Permeability decreases during compaction and linear elasticity, rebounds after yielding, and increases sharply post-failure. The proposed model accurately reproduces experimental stress–strain curves, failure modes, and full-stage permeability evolution, and comparative benchmarks against existing PFMs further confirm its capability in capturing mixed-mode fracture interactions. Numerical results reveal that seepage pressure redistributes near fissures, forming high-velocity zones at crack tips, and that increasing bedding inclination deflects the seepage field and elevates peak flow velocity. The model provides a reliable numerical tool for analyzing mixed-mode fracture and hydro-mechanical behavior in transversely isotropic rock masses.

Computers and GeotechnicsVol. 203
Central South University (CN)
Openalex Percentile: Top 23%
Rock Mechanics and Modeling
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