Data-driven surface figure analysis and process optimization for full-aperture continuous polishing based on processing data

Full-aperture continuous polishing (FCP) is widely used in the ultra-precision fabrication of large-aperture planar optical elements, but surface-figure control still relies heavily on operator experience because of the complex coupling among process parameters, machine states, and environmental conditions. This paper presents a data-driven framework for surface-figure prediction and sequential process-parameter optimization in FCP. First, multi-source machining data are acquired and processed to extract mechanism-guided features. An eXtreme gradient boosting (XGBoost) model is developed to predict the post-machining surface-figure error, achieving an R 2 of 0.8929 and a mean absolute error of 0.1273 λ (λ= 632.8 nm) on a separate validation set. Second, the multi-iteration polishing process is formulated as a Markov decision process, and deep deterministic policy gradient (DDPG) is introduced for sequential process-parameter adjustment. Finally, a separate set of machining records is used to evaluate the trained policy in a record-driven simulation environment. In the final evaluation, the policy requires fewer than 10 simulated interactions on average, compared with a historical mean of 16.25 machining iterations. These results demonstrate the feasibility of the proposed framework.

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Publication Details

Journal
Optics Express
Published
2026-10-06
DOI
https://doi.org/10.1364/oe.613421
Primary Topic
Advanced Surface Polishing Techniques
Type
article
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article

Data-driven surface figure analysis and process optimization for full-aperture continuous polishing based on processing data

Defeng Liao, 胡启山, Ruiqing Xie, Lin Zhu et al.
Optics Express
Advanced Surface Polishing Techniques
article

Data-driven surface figure analysis and process optimization for full-aperture continuous polishing based on processing data

Defeng Liao, 胡启山, Ruiqing Xie, Lin Zhu, Wei Wang
article en

Abstract

Full-aperture continuous polishing (FCP) is widely used in the ultra-precision fabrication of large-aperture planar optical elements, but surface-figure control still relies heavily on operator experience because of the complex coupling among process parameters, machine states, and environmental conditions. This paper presents a data-driven framework for surface-figure prediction and sequential process-parameter optimization in FCP. First, multi-source machining data are acquired and processed to extract mechanism-guided features. An eXtreme gradient boosting (XGBoost) model is developed to predict the post-machining surface-figure error, achieving an R 2 of 0.8929 and a mean absolute error of 0.1273 λ (λ= 632.8 nm) on a separate validation set. Second, the multi-iteration polishing process is formulated as a Markov decision process, and deep deterministic policy gradient (DDPG) is introduced for sequential process-parameter adjustment. Finally, a separate set of machining records is used to evaluate the trained policy in a record-driven simulation environment. In the final evaluation, the policy requires fewer than 10 simulated interactions on average, compared with a historical mean of 16.25 machining iterations. These results demonstrate the feasibility of the proposed framework.

Optics ExpressVol. 34(21)
University of Electronic Science and Technology of China (CN), China Academy of Engineering Physics (CN)
Openalex Percentile: Top 23%
Advanced Surface Polishing Techniques
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Data-driven surface figure analysis and process optimization for full-aperture continuous polishing based on processing data — Defeng Liao, 胡启山, et al. · Optics Express (2026) | TGRS Research Map | TGRS