Critical Points and Local Maxima of Sparse Binary Restricted Boltzmann Machines

We classify the finite critical points of exact empirical log likelihood for binary restricted Boltzmann machines in which every hidden unit has at most two visible neighbors. All allowed weights and biases are independent real parameters. A pairwise exponential-family representation and its singularity analysis give the exact Hessian inertia, no spurious finite local maxima, and strict saddles at all finite nonglobal critical points. We describe finite attainment, critical visible distributions through active-edge submodels, and regular and singular maximizing fibers. Two six-observation samples show that sample size and pairwise support patterns do not decide finite attainment. A three-input hidden unit supplies a nonstrict saddle, while a four-input hidden unit supplies a finite spurious local maximum for full-support parity-biased data, with an explicit finite point of strictly higher likelihood. These scoped theorems concern AIM-PROBABILITY-0013 (AIM Boltzmann Machines Problem 5.2); they do not classify arbitrary RBM architectures or close the general source question. Standard softplus and exponential-family results, prior RBM likelihood work, and the inherited leaf-hidden special case are credited. This AI-assisted preprint is self-audited and unrefereed; novelty and absolute priority are not certified.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-10-05
DOI
https://doi.org/10.5281/zenodo.23171795
Primary Topic
Neural Networks and Applications
Type
preprint
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preprint

Critical Points and Local Maxima of Sparse Binary Restricted Boltzmann Machines

Alper Ferudun
Zenodo (CERN European Organization for Nuclear Research)
Neural Networks and Applications
preprint

Critical Points and Local Maxima of Sparse Binary Restricted Boltzmann Machines

Alper Ferudun
preprint en

Abstract

We classify the finite critical points of exact empirical log likelihood for binary restricted Boltzmann machines in which every hidden unit has at most two visible neighbors. All allowed weights and biases are independent real parameters. A pairwise exponential-family representation and its singularity analysis give the exact Hessian inertia, no spurious finite local maxima, and strict saddles at all finite nonglobal critical points. We describe finite attainment, critical visible distributions through active-edge submodels, and regular and singular maximizing fibers. Two six-observation samples show that sample size and pairwise support patterns do not decide finite attainment. A three-input hidden unit supplies a nonstrict saddle, while a four-input hidden unit supplies a finite spurious local maximum for full-support parity-biased data, with an explicit finite point of strictly higher likelihood. These scoped theorems concern AIM-PROBABILITY-0013 (AIM Boltzmann Machines Problem 5.2); they do not classify arbitrary RBM architectures or close the general source question. Standard softplus and exponential-family results, prior RBM likelihood work, and the inherited leaf-hidden special case are credited. This AI-assisted preprint is self-audited and unrefereed; novelty and absolute priority are not certified.

Zenodo (CERN European Organization for Nuclear Research)
Neural Networks and Applications
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Critical Points and Local Maxima of Sparse Binary Restricted Boltzmann Machines — Alper Ferudun · Zenodo (CERN European Organization for Nuclear Research) (2026) | TGRS Research Map | TGRS