Data-driven explicit reference governors for nonlinear systems via robust Koopman stabilization

Explicit reference governors (ERGs) enforce constraints with low online computational cost through Lyapunov-based safety margins. Their application to unknown nonlinear systems remains challenging, as the stabilizing controller and Lyapunov certificate required for admissible reference updates are generally unavailable. Koopman-based lifting provides a data-driven route to represent nonlinear dynamics in a higher-dimensional space where linear controller and Lyapunov-function synthesis becomes tractable. However, finite-dimensional approximation errors and disturbances may invalidate the safety margins used for admissible reference updates. This work proposes a Koopman-based robust data-driven ERG framework for unknown nonlinear systems. From open-loop input-state data, an uncertain lifted representation is constructed by decomposing the finite-dimensional Koopman residual into an input-dependent Lipschitz-bounded term and a bounded additive perturbation. A robust semidefinite program is then developed to synthesize a stabilizing feedback controller and an ERG-compatible quadratic Lyapunov certificate. The resulting Lyapunov function induces robust dynamic safety margins that explicitly account for lifted-model uncertainty. Embedding these margins into a discrete-time fast reference governor yields an explicit reference update law without online optimization. Theoretical analysis establishes closed-loop stability and recursive constraint satisfaction, and simulations demonstrate the effectiveness of the proposed approach.

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Publication Details

Journal
Systems & Control Letters
Published
2026-10-01
DOI
https://doi.org/10.1016/j.sysconle.2026.106601
Primary Topic
Model Reduction and Neural Networks
Type
article
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Data-driven explicit reference governors for nonlinear systems via robust Koopman stabilization

Zhe Wu, Haokun Xiong, Yao Shi, Hongye Su et al.
Systems & Control Letters
Model Reduction and Neural Networks
article

Data-driven explicit reference governors for nonlinear systems via robust Koopman stabilization

Zhe Wu, Haokun Xiong, Yao Shi, Hongye Su, Lei Xie
article en

Abstract

Explicit reference governors (ERGs) enforce constraints with low online computational cost through Lyapunov-based safety margins. Their application to unknown nonlinear systems remains challenging, as the stabilizing controller and Lyapunov certificate required for admissible reference updates are generally unavailable. Koopman-based lifting provides a data-driven route to represent nonlinear dynamics in a higher-dimensional space where linear controller and Lyapunov-function synthesis becomes tractable. However, finite-dimensional approximation errors and disturbances may invalidate the safety margins used for admissible reference updates. This work proposes a Koopman-based robust data-driven ERG framework for unknown nonlinear systems. From open-loop input-state data, an uncertain lifted representation is constructed by decomposing the finite-dimensional Koopman residual into an input-dependent Lipschitz-bounded term and a bounded additive perturbation. A robust semidefinite program is then developed to synthesize a stabilizing feedback controller and an ERG-compatible quadratic Lyapunov certificate. The resulting Lyapunov function induces robust dynamic safety margins that explicitly account for lifted-model uncertainty. Embedding these margins into a discrete-time fast reference governor yields an explicit reference update law without online optimization. Theoretical analysis establishes closed-loop stability and recursive constraint satisfaction, and simulations demonstrate the effectiveness of the proposed approach.

Systems & Control LettersVol. 218
National University of Singapore (SG), State Key Laboratory of Industrial Control Technology (CN), Zhejiang University (CN)
Peace, Justice and strong institutions
Openalex Percentile: Top 11%
Model Reduction and Neural Networks
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Data-driven explicit reference governors for nonlinear systems via robust Koopman stabilization — Zhe Wu, Haokun Xiong, et al. · Systems & Control Letters (2026) | TGRS Research Map | TGRS