Data-driven explicit reference governors for nonlinear systems via robust Koopman stabilization
Explicit reference governors (ERGs) enforce constraints with low online computational cost through Lyapunov-based safety margins. Their application to unknown nonlinear systems remains challenging, as the stabilizing controller and Lyapunov certificate required for admissible reference updates are generally unavailable. Koopman-based lifting provides a data-driven route to represent nonlinear dynamics in a higher-dimensional space where linear controller and Lyapunov-function synthesis becomes tractable. However, finite-dimensional approximation errors and disturbances may invalidate the safety margins used for admissible reference updates. This work proposes a Koopman-based robust data-driven ERG framework for unknown nonlinear systems. From open-loop input-state data, an uncertain lifted representation is constructed by decomposing the finite-dimensional Koopman residual into an input-dependent Lipschitz-bounded term and a bounded additive perturbation. A robust semidefinite program is then developed to synthesize a stabilizing feedback controller and an ERG-compatible quadratic Lyapunov certificate. The resulting Lyapunov function induces robust dynamic safety margins that explicitly account for lifted-model uncertainty. Embedding these margins into a discrete-time fast reference governor yields an explicit reference update law without online optimization. Theoretical analysis establishes closed-loop stability and recursive constraint satisfaction, and simulations demonstrate the effectiveness of the proposed approach.
Authors
- Zhe Wu (ORCID: https://orcid.org/0000-0002-2923-149X)
- Haokun Xiong (ORCID: https://orcid.org/0009-0009-1268-0318)
- Yao Shi (ORCID: https://orcid.org/0000-0002-6557-6823)
- Hongye Su
- Lei Xie
Institutions
- National University of Singapore (SG)
- State Key Laboratory of Industrial Control Technology (CN)
- Zhejiang University (CN)
Publication Details
- Journal
- Systems & Control Letters
- Published
- 2026-10-01
- DOI
- https://doi.org/10.1016/j.sysconle.2026.106601
- Primary Topic
- Model Reduction and Neural Networks
- Type
- article
- Field-Weighted Citation Impact
- 0.00