Prediction-Oriented Hankel Matrix Reduction for Data-Driven Predictive Control: Application to Wind Turbine Control

Data-driven predictive control methods based on Hankel matrices predict future system behavior directly from measured input–output data without requiring an explicit mathematical model. Their practical application, however, is often limited by the large Hankel matrices needed to achieve satisfactory prediction accuracy, which increase memory requirements and online computational complexity. This paper proposes a prediction-oriented Hankel matrix reduction framework that selects a subset of stored trajectories according to their contribution to the prediction map rather than conventional matrix-based criteria. A direct proof of the constructive part of Willems’ Fundamental Lemma, based only on linearity and time invariance rather than a state-space realization, is first presented, leading to an output-based prediction model that serves as the theoretical foundation of the proposed approach. Three trajectory-selection algorithms with different computational characteristics are then developed to preserve the prediction map while reducing the number of retained Hankel columns. The proposed methods are evaluated through closed-loop control of a nonlinear wind turbine using data-driven predictive control. Simulation results show that substantial reductions in Hankel matrix size can be achieved while maintaining prediction accuracy and comparable closed-loop tracking performance. The proposed framework is structurally applicable to a broad class of Hankel-based data-driven predictive control formulations and can reduce computational complexity while approximately preserving the prediction map.

Authors

Institutions

Publication Details

Journal
Machines
Published
2026-10-01
DOI
https://doi.org/10.3390/machines14101131
Primary Topic
Model Reduction and Neural Networks
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
article

Prediction-Oriented Hankel Matrix Reduction for Data-Driven Predictive Control: Application to Wind Turbine Control

Farshad Merrikh‐Bayat
Machines
Model Reduction and Neural Networks
article

Prediction-Oriented Hankel Matrix Reduction for Data-Driven Predictive Control: Application to Wind Turbine Control

Farshad Merrikh‐Bayat
article en

Abstract

Data-driven predictive control methods based on Hankel matrices predict future system behavior directly from measured input–output data without requiring an explicit mathematical model. Their practical application, however, is often limited by the large Hankel matrices needed to achieve satisfactory prediction accuracy, which increase memory requirements and online computational complexity. This paper proposes a prediction-oriented Hankel matrix reduction framework that selects a subset of stored trajectories according to their contribution to the prediction map rather than conventional matrix-based criteria. A direct proof of the constructive part of Willems’ Fundamental Lemma, based only on linearity and time invariance rather than a state-space realization, is first presented, leading to an output-based prediction model that serves as the theoretical foundation of the proposed approach. Three trajectory-selection algorithms with different computational characteristics are then developed to preserve the prediction map while reducing the number of retained Hankel columns. The proposed methods are evaluated through closed-loop control of a nonlinear wind turbine using data-driven predictive control. Simulation results show that substantial reductions in Hankel matrix size can be achieved while maintaining prediction accuracy and comparable closed-loop tracking performance. The proposed framework is structurally applicable to a broad class of Hankel-based data-driven predictive control formulations and can reduce computational complexity while approximately preserving the prediction map.

MachinesVol. 14(10)
University of Scranton (US)
Affordable and clean energy
Openalex Percentile: Top 11%
Model Reduction and Neural Networks
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.