Strain state estimation of lithium-ion batteries based on strain decoupling and a collaborative deep learning network

Mechanical strain generated during the charge/discharge process is a critical physical quantity reflecting internal state and safety margin for lithium-ion batteries. Accurate strain monitoring is valuable for battery health management and safety early warning. However, battery strain signals consist of reversible and irreversible components that are deeply coupled, with fundamental differences in driving mechanisms and time scales, posing severe challenges to high-accuracy estimation over the full battery lifecycle. This paper proposes a strain decoupling strategy and a convolutional neural network–sequence-to-sequence (CNN-Seq2Seq) collaborative network architecture based on the voltage-strain physical coupling mechanism, enabling full-lifecycle strain state estimation from voltage signals. The CNN branch extracts irreversible strain feature vectors from voltage curves and embeds them into the Seq2Seq gated recurrent unit (Seq2Seq-GRU) network as degradation priors, guiding the network to capture strain responses under varying aging conditions. Compared with existing methods that treat strain as a single macroscopic response, the proposed decoupling strategy achieves higher estimation accuracy. The strain decoupling and the degradation-prior conditioning of the network constitute the two main contributions of this work. For full-lifecycle strain estimation, the proposed method achieves a root mean square error (RMSE) of 1.40% and a mean absolute error (MAE) of 1.21%, reducing RMSE by 0.68%, 1.08%, 1.99%, and 3.06% relative to Transformer, GRU, CNN, and Autoencoder long short-term memory (Autoencoder-LSTM), respectively. In addition, cross-condition transfer experiments yield average RMSEs ranging from 1.87% to 2.76% across all transfer directions, validating the generalization of the proposed method.

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Publication Details

Journal
Journal of Energy Storage
Published
2026-09-30
DOI
https://doi.org/10.1016/j.est.2026.124845
Primary Topic
Advanced Battery Technologies Research
Type
article
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Strain state estimation of lithium-ion batteries based on strain decoupling and a collaborative deep learning network

Jichang Peng, Binting Zhao, Lei Cai, Haitao Liu et al.
Journal of Energy Storage
Advanced Battery Technologies Research
article

Strain state estimation of lithium-ion batteries based on strain decoupling and a collaborative deep learning network

Jichang Peng, Binting Zhao, Lei Cai, Haitao Liu, Ming Zhang, Jinhao Meng
article en

Abstract

Mechanical strain generated during the charge/discharge process is a critical physical quantity reflecting internal state and safety margin for lithium-ion batteries. Accurate strain monitoring is valuable for battery health management and safety early warning. However, battery strain signals consist of reversible and irreversible components that are deeply coupled, with fundamental differences in driving mechanisms and time scales, posing severe challenges to high-accuracy estimation over the full battery lifecycle. This paper proposes a strain decoupling strategy and a convolutional neural network–sequence-to-sequence (CNN-Seq2Seq) collaborative network architecture based on the voltage-strain physical coupling mechanism, enabling full-lifecycle strain state estimation from voltage signals. The CNN branch extracts irreversible strain feature vectors from voltage curves and embeds them into the Seq2Seq gated recurrent unit (Seq2Seq-GRU) network as degradation priors, guiding the network to capture strain responses under varying aging conditions. Compared with existing methods that treat strain as a single macroscopic response, the proposed decoupling strategy achieves higher estimation accuracy. The strain decoupling and the degradation-prior conditioning of the network constitute the two main contributions of this work. For full-lifecycle strain estimation, the proposed method achieves a root mean square error (RMSE) of 1.40% and a mean absolute error (MAE) of 1.21%, reducing RMSE by 0.68%, 1.08%, 1.99%, and 3.06% relative to Transformer, GRU, CNN, and Autoencoder long short-term memory (Autoencoder-LSTM), respectively. In addition, cross-condition transfer experiments yield average RMSEs ranging from 1.87% to 2.76% across all transfer directions, validating the generalization of the proposed method.

Journal of Energy StorageVol. 182
Nanjing Institute of Technology (CN), Xi'an University of Technology (CN), Ordos Institute of Technology (CN), Xi'an Jiaotong University (CN)
Openalex Percentile: Top 20%
Advanced Battery Technologies Research
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