Isolated Real Zeros of Sums of Squares: Quaternary Forms and Quinary Quartics

For even n let B′_{n,m} be the supremum of the number of real projective zeros of a sum of squares of real forms of degree n in m variables, taken over those with finitely many real zeros. Fröberg, Lundqvist, Oneto and Shapiro conjectured that B′_{n,m} = (n/2)^{m−1}; Choi, Lam and Reznick had proved the lower bound and the case m = 3. A related conjecture of Ottaviani and Shapiro states that a sum of squares of real polynomials of degree at most k in l variables has at most k^l isolated real zeros; it was known for l ≤ 2. Both conjectures follow from the statement that the real points of the base locus of a real linear system of forms of degree k on ℙ^N have at most k^N isolated points. We prove this statement for N = 3 and every k, and for k = 2, N = 4. Consequently B′_{2k,4} = k^3 for every k and B′_{4,5} = 16, and the Ottaviani–Shapiro bound holds for l = 3 and every k and for (k,l) = (2,4). We also give a short proof of B′_{4,4} = 8, a value that Choi, Lam and Reznick expected and that Dressler stated without proof. The main tools are a weighted Bézout inequality, a Jacobian argument along the curve components of the base locus, and an integral closure estimate for the system of partial derivatives. Both conjectures remain open in general, for instance for sextics in five variables and for quartics in six variables. This is an unrefereed note. Unrefereed preprint released for independent mathematical scrutiny. Publication on Zenodo does not constitute peer review. AI-assisted tools supported research, computation, proof development, and manuscript preparation. The author remains responsible for all claims and the final text. Corpus identifier: AMR-014-0019, AMR-021-0007 (UnsolvedMath; Fröberg, Lundqvist, Oneto, Shapiro, "Algebraic Stories from One and from the Other Pockets", conjecture on non-negative forms; Shapiro, "Problems Around Polynomials: The Good, The Bad and The Ugly...", Conjecture 4, Ottaviani–Shapiro).

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-09-30
DOI
https://doi.org/10.5281/zenodo.23066556
Primary Topic
Advanced Differential Equations and Dynamical Systems
Type
preprint
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preprint

Isolated Real Zeros of Sums of Squares: Quaternary Forms and Quinary Quartics

Alper Ferudun
Zenodo (CERN European Organization for Nuclear Research)
Advanced Differential Equations and Dynamical Systems
preprint

Isolated Real Zeros of Sums of Squares: Quaternary Forms and Quinary Quartics

Alper Ferudun
preprint en

Abstract

For even n let B′_{n,m} be the supremum of the number of real projective zeros of a sum of squares of real forms of degree n in m variables, taken over those with finitely many real zeros. Fröberg, Lundqvist, Oneto and Shapiro conjectured that B′_{n,m} = (n/2)^{m−1}; Choi, Lam and Reznick had proved the lower bound and the case m = 3. A related conjecture of Ottaviani and Shapiro states that a sum of squares of real polynomials of degree at most k in l variables has at most k^l isolated real zeros; it was known for l ≤ 2. Both conjectures follow from the statement that the real points of the base locus of a real linear system of forms of degree k on ℙ^N have at most k^N isolated points. We prove this statement for N = 3 and every k, and for k = 2, N = 4. Consequently B′_{2k,4} = k^3 for every k and B′_{4,5} = 16, and the Ottaviani–Shapiro bound holds for l = 3 and every k and for (k,l) = (2,4). We also give a short proof of B′_{4,4} = 8, a value that Choi, Lam and Reznick expected and that Dressler stated without proof. The main tools are a weighted Bézout inequality, a Jacobian argument along the curve components of the base locus, and an integral closure estimate for the system of partial derivatives. Both conjectures remain open in general, for instance for sextics in five variables and for quartics in six variables. This is an unrefereed note. Unrefereed preprint released for independent mathematical scrutiny. Publication on Zenodo does not constitute peer review. AI-assisted tools supported research, computation, proof development, and manuscript preparation. The author remains responsible for all claims and the final text. Corpus identifier: AMR-014-0019, AMR-021-0007 (UnsolvedMath; Fröberg, Lundqvist, Oneto, Shapiro, "Algebraic Stories from One and from the Other Pockets", conjecture on non-negative forms; Shapiro, "Problems Around Polynomials: The Good, The Bad and The Ugly...", Conjecture 4, Ottaviani–Shapiro).

Zenodo (CERN European Organization for Nuclear Research)
Advanced Differential Equations and Dynamical Systems
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Isolated Real Zeros of Sums of Squares: Quaternary Forms and Quinary Quartics — Alper Ferudun · Zenodo (CERN European Organization for Nuclear Research) (2026) | TGRS Research Map | TGRS