Control Theory and Public Policy: Self-Control, Informal Control, and State-Based Sanctions

Control theories are among the most researched and empirically supported perspectives on the causes of crime and delinquency. Modern control theory emphasizes self and social controls as general causes and integrates these with opportunity factors to explain the nature and distribution of crime. Public policy implications for control theory pertain to both positive and negative recommendations. Childhood prevention and a focus on opportunities for crime are positive implications, whereas harsh sanctions, preventive police patrols, incapacitation, special deterrence, and general deterrence are inconsistent with control theory. Research supports these control theory claims, and existing estimates show favorable cost:benefit ratios. Benefits associated with these prevention methods extend beyond crime and delinquency to a variety of health, education, and interpersonal successes. Crime rate trends provide additional support for the validity of control theory and its policy implications rather than substantial criminal justice influence.

Authors

Publication Details

Journal
Annual Review of Criminology
Published
2026-09-30
DOI
https://doi.org/10.1146/annurev-criminol-070726-044652
Primary Topic
Crime Patterns and Interventions
Type
article
Field-Weighted Citation Impact
0.00
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article

Control Theory and Public Policy: Self-Control, Informal Control, and State-Based Sanctions

Michael R. Gottfredson
Annual Review of Criminology
Crime Patterns and Interventions
article

Control Theory and Public Policy: Self-Control, Informal Control, and State-Based Sanctions

Michael R. Gottfredson
article en

Abstract

Control theories are among the most researched and empirically supported perspectives on the causes of crime and delinquency. Modern control theory emphasizes self and social controls as general causes and integrates these with opportunity factors to explain the nature and distribution of crime. Public policy implications for control theory pertain to both positive and negative recommendations. Childhood prevention and a focus on opportunities for crime are positive implications, whereas harsh sanctions, preventive police patrols, incapacitation, special deterrence, and general deterrence are inconsistent with control theory. Research supports these control theory claims, and existing estimates show favorable cost:benefit ratios. Benefits associated with these prevention methods extend beyond crime and delinquency to a variety of health, education, and interpersonal successes. Crime rate trends provide additional support for the validity of control theory and its policy implications rather than substantial criminal justice influence.

Annual Review of Criminology
Peace, Justice and strong institutions
Openalex Percentile: Top 5%
Crime Patterns and Interventions
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Control Theory and Public Policy: Self-Control, Informal Control, and State-Based Sanctions — Michael R. Gottfredson · Annual Review of Criminology (2026) | TGRS Research Map | TGRS