Deformation prediction of surrounding rock in shallow buried biased tunnels based on PSO-LSSVM

Shallow-buried tunnels under unsymmetrical loading pose a high-risk scenario in urban underground engineering, yet accurate prediction of surrounding rock deformation is constrained by scarce field monitoring data and inadequate physical-mechanism integration. This study develops a novel physics-informed Particle Swarm Optimization–Least Squares Support Vector Machine (PSO-LSSVM) model, demonstrated on a shallow tunnel in Beijing, China. Nine cases varying in silty clay thickness and overburden depth characterize deformation. The model was calibrated and validated against in-situ measurements; physical insights from simulations were embedded into the machine learning framework to augment training data, coupling physical constraints with data-driven features. Predicted crown settlement and arch shoulder convergence agree with measurements, yielding a mean absolute percentage error (MAPE) of 1.09%, root mean square error (RMSE) of 0.48 mm, and mean absolute error (MAE) of 0.46 mm. Relative to the back propagation (BP) neural network, support vector machine (SVM), and LSSVM models, PSO-LSSVM reduces MAPE by 28.99%, 46.96%, and 25.34%; RMSE by 28.36%, 47.83%, and 29.41%; and MAE by 28.35%, 47.09%, and 26.02%. This stems from synergy between physics-informed simulations and nonlinear mapping. The "numerical simulation–field monitoring–machine learning" framework provides a robust solution to both challenges.

Authors

Institutions

Publication Details

Journal
Urban Resilience and Earthquake Engineering
Published
2026-09-29
DOI
https://doi.org/10.1080/30656680.2026.2736540
Primary Topic
Rock Mechanics and Modeling
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
article

Deformation prediction of surrounding rock in shallow buried biased tunnels based on PSO-LSSVM

Jinpeng Pang, Pengfei Li, Kun Lin
Urban Resilience and Earthquake Engineering
Rock Mechanics and Modeling
article

Deformation prediction of surrounding rock in shallow buried biased tunnels based on PSO-LSSVM

Jinpeng Pang, Pengfei Li, Kun Lin
article en

Abstract

Shallow-buried tunnels under unsymmetrical loading pose a high-risk scenario in urban underground engineering, yet accurate prediction of surrounding rock deformation is constrained by scarce field monitoring data and inadequate physical-mechanism integration. This study develops a novel physics-informed Particle Swarm Optimization–Least Squares Support Vector Machine (PSO-LSSVM) model, demonstrated on a shallow tunnel in Beijing, China. Nine cases varying in silty clay thickness and overburden depth characterize deformation. The model was calibrated and validated against in-situ measurements; physical insights from simulations were embedded into the machine learning framework to augment training data, coupling physical constraints with data-driven features. Predicted crown settlement and arch shoulder convergence agree with measurements, yielding a mean absolute percentage error (MAPE) of 1.09%, root mean square error (RMSE) of 0.48 mm, and mean absolute error (MAE) of 0.46 mm. Relative to the back propagation (BP) neural network, support vector machine (SVM), and LSSVM models, PSO-LSSVM reduces MAPE by 28.99%, 46.96%, and 25.34%; RMSE by 28.36%, 47.83%, and 29.41%; and MAE by 28.35%, 47.09%, and 26.02%. This stems from synergy between physics-informed simulations and nonlinear mapping. The "numerical simulation–field monitoring–machine learning" framework provides a robust solution to both challenges.

Urban Resilience and Earthquake Engineering
Beijing University of Technology (CN)
Sustainable cities and communities
Openalex Percentile: Top 21%
Rock Mechanics and Modeling
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.