Instability risk assessment of submarine strata based on data-driven modelling and interpretable machine learning algorithms

Submarine stratum instability poses a potential threat to subsea tunnels and other marine infrastructure in geologically complex areas. This study develops an interpretable data-driven framework for assessing submarine stratum instability in the Miaodao Islands region of the Bohai Strait, China. A database of 120 borehole-derived and laboratory-tested submarine-soil samples was established using ten geological, physical, and mechanical indicators. GA-optimized K-means clustering was employed to extract instability-risk grades from the mechanical parameters and establish a four-level grading system. Based on the derived labels, BP, SVM, ELM, and PSO-ELM models were developed and compared. Their testing accuracies were 0.444, 0.500, 0.444, and 0.639, respectively, with PSO-ELM achieving the best overall performance and a macro-averaged F1-score of 0.641. SHAP analysis showed that submarine-stratum instability is jointly controlled by geological structure, burial conditions, physical state, and mechanical properties. In the PSO-ELM model, void ratio, depth, and elastic modulus contributed approximately 23.5%, 19.0%, and 18.7%, respectively, while the two fault-related variables together contributed approximately 26%. These results highlight the importance of fault-influenced, deeply buried, loose, and low-stiffness strata in subsea engineering. The proposed framework integrates data-driven risk-grade extraction, nonlinear prediction, and interpretable analysis, providing a quantitative basis for submarine-stratum assessment and risk-informed decision-making.

Authors

Institutions

Publication Details

Journal
Marine Georesources and Geotechnology
Published
2026-09-27
DOI
https://doi.org/10.1080/1064119x.2026.2724036
Primary Topic
Geotechnical Engineering and Soil Mechanics
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
article

Instability risk assessment of submarine strata based on data-driven modelling and interpretable machine learning algorithms

Yanke Gao, 凡猛 孔, Leilei Guan, Binghua Zhou et al.
Marine Georesources and Geotechnology
Geotechnical Engineering and Soil Mechanics
article

Instability risk assessment of submarine strata based on data-driven modelling and interpretable machine learning algorithms

Yanke Gao, 凡猛 孔, Leilei Guan, Binghua Zhou, Longxin Hou, Xin Li
article en

Abstract

Submarine stratum instability poses a potential threat to subsea tunnels and other marine infrastructure in geologically complex areas. This study develops an interpretable data-driven framework for assessing submarine stratum instability in the Miaodao Islands region of the Bohai Strait, China. A database of 120 borehole-derived and laboratory-tested submarine-soil samples was established using ten geological, physical, and mechanical indicators. GA-optimized K-means clustering was employed to extract instability-risk grades from the mechanical parameters and establish a four-level grading system. Based on the derived labels, BP, SVM, ELM, and PSO-ELM models were developed and compared. Their testing accuracies were 0.444, 0.500, 0.444, and 0.639, respectively, with PSO-ELM achieving the best overall performance and a macro-averaged F1-score of 0.641. SHAP analysis showed that submarine-stratum instability is jointly controlled by geological structure, burial conditions, physical state, and mechanical properties. In the PSO-ELM model, void ratio, depth, and elastic modulus contributed approximately 23.5%, 19.0%, and 18.7%, respectively, while the two fault-related variables together contributed approximately 26%. These results highlight the importance of fault-influenced, deeply buried, loose, and low-stiffness strata in subsea engineering. The proposed framework integrates data-driven risk-grade extraction, nonlinear prediction, and interpretable analysis, providing a quantitative basis for submarine-stratum assessment and risk-informed decision-making.

Marine Georesources and Geotechnology
Hunan University of Science and Technology (CN), North China University of Water Resources and Electric Power (CN), China University of Geosciences (Beijing) (CN), University of Jinan (CN), Henan University of Urban Construction (CN)
Openalex Percentile: Top 17%
Geotechnical Engineering and Soil Mechanics
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.