Empirical Validation of a Human‐AI Collaboration Assessment Framework

ABSTRACT Human‐AI collaboration is a defining characteristic of AI‐augmented systems and increasingly critical for organizational performance. However, small and medium‐sized enterprises (SMEs) lack practical, validated methods to assess how effectively humans and artificial intelligence (AI) function together in their organization and to guide improvements in collaborative maturity. This paper extends and empirically validates the Human‐AI Collaboration Maturity Model (HAIC‐MM) as a systems engineering assessment framework designed to reflect the operational realities and resource constraints of SMEs. The study introduces a quantitative scoring methodology that incorporates novel balance‐based scoring and dependency‐aware capability progression to capture interdependencies between human and AI subsystems and their influence on system‐level performance and behavior. The framework is operationalized through a web‐based platform and evaluated through deployment with ten SME practitioners across diverse industries. Results indicate high practitioner satisfaction with assessment usability, strong alignment between outputs and organizational realities, and clear practical value of the generated reports. The novel balance‐based scoring approach effectively revealed misalignments between human and AI capabilities that conventional averaging methods obscure, while dependency logic prevented artificially inflated maturity classifications. Overall, HAIC‐MM is shown to be a usable, interpretable, and practically valuable tool for assessing and strengthening human‐AI collaboration in SMEs. By empirically validating the model and introducing a novel structured scoring approach, this work advances systems engineering methods for evaluating and managing human‐AI collaboration, supporting system integration and lifecycle monitoring of AI‐augmented systems.

Authors

Institutions

Publication Details

Journal
Systems Engineering
Published
2026-09-26
DOI
https://doi.org/10.1002/sys.70093
Primary Topic
Ethics and Social Impacts of AI
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
article

Empirical Validation of a Human‐AI Collaboration Assessment Framework

Erika E. Gallegos, Luis Flavio Ortolano
Systems Engineering
Ethics and Social Impacts of AI
article

Empirical Validation of a Human‐AI Collaboration Assessment Framework

Erika E. Gallegos, Luis Flavio Ortolano
article en

Abstract

ABSTRACT Human‐AI collaboration is a defining characteristic of AI‐augmented systems and increasingly critical for organizational performance. However, small and medium‐sized enterprises (SMEs) lack practical, validated methods to assess how effectively humans and artificial intelligence (AI) function together in their organization and to guide improvements in collaborative maturity. This paper extends and empirically validates the Human‐AI Collaboration Maturity Model (HAIC‐MM) as a systems engineering assessment framework designed to reflect the operational realities and resource constraints of SMEs. The study introduces a quantitative scoring methodology that incorporates novel balance‐based scoring and dependency‐aware capability progression to capture interdependencies between human and AI subsystems and their influence on system‐level performance and behavior. The framework is operationalized through a web‐based platform and evaluated through deployment with ten SME practitioners across diverse industries. Results indicate high practitioner satisfaction with assessment usability, strong alignment between outputs and organizational realities, and clear practical value of the generated reports. The novel balance‐based scoring approach effectively revealed misalignments between human and AI capabilities that conventional averaging methods obscure, while dependency logic prevented artificially inflated maturity classifications. Overall, HAIC‐MM is shown to be a usable, interpretable, and practically valuable tool for assessing and strengthening human‐AI collaboration in SMEs. By empirically validating the model and introducing a novel structured scoring approach, this work advances systems engineering methods for evaluating and managing human‐AI collaboration, supporting system integration and lifecycle monitoring of AI‐augmented systems.

Systems Engineering
Colorado State University (US)
Openalex Percentile: Top 7%
Ethics and Social Impacts of AI
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.

Empirical Validation of a Human‐AI Collaboration Assessment Framework — Erika E. Gallegos, Luis Flavio Ortolano · Systems Engineering (2026) | TGRS Research Map | TGRS