Transitional Alignment, The Moving - Target, Differential - Rate, and Successor - Transport Problems in Transformative AI

Most AI alignment frameworks evaluate whether an artificial system behaves consistently with a human objective, preference model, normative standard, or oversight process. This paper argues that a further problem emerges when the entities on both sides of the alignment relation are themselves changing. Human preferences can change and can be influenced by AI; human values need not be reducible to stable preferences; future humans or human-descended agents may differ materially from present humans; and increasingly capable AI may participate in the development of successor AI systems. The resulting problem is not merely dynamic alignment. It is alignment across a coupled transition in which humans H_t, values V_t, artificial systems A_t, and available knowledge K_t may all change, potentially on sharply different timescales. We call this problem class Transitional Alignment and organize it around three coupled problems. The Moving-Target Problem asks what long-run alignment can mean when the human side of the alignment relation is not static. The Differential-Rate Problem asks what happens when AI capability and successor creation proceed faster than meaningful human deliberation, adaptation, or governance. The Successor-Transport Problem asks whether any desirable safety property survives delegation, self-modification, automated AI research, model replacement, and successor creation. These problems remain even if a present system is well aligned. The paper rejects a tempting solution: instructing advanced AI to maximize agency, option value, pluralism, or procedural legitimacy. Such quantities are proxies and can themselves be Goodharted. Transitional Alignment therefore treats agency, corrigibility, non-manipulation, optionality, and deliberative capacity as candidate properties for adversarial evaluation, not as a scalar objective for superintelligence. Its main contribution is a research decomposition and a set of conditional claims: if meaningful participation is to persist through transformative AI, transition speed and successor-property transport must become first-class alignment variables. A worked coupled-failure case shows how small per-transition losses can accumulate across several successor cycles before one meaningful human review, creating cumulative unreviewed degradation; the broader accumulation of unresolved degradation, uncertainty, and verification gaps is termed transition debt.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-09-21
DOI
https://doi.org/10.5281/zenodo.22868534
Primary Topic
Ethics and Social Impacts of AI
Type
article
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article

Transitional Alignment, The Moving - Target, Differential - Rate, and Successor - Transport Problems in Transformative AI

Wolfgang Reinl
Zenodo (CERN European Organization for Nuclear Research)
Ethics and Social Impacts of AI
article

Transitional Alignment, The Moving - Target, Differential - Rate, and Successor - Transport Problems in Transformative AI

Wolfgang Reinl
article en

Abstract

Most AI alignment frameworks evaluate whether an artificial system behaves consistently with a human objective, preference model, normative standard, or oversight process. This paper argues that a further problem emerges when the entities on both sides of the alignment relation are themselves changing. Human preferences can change and can be influenced by AI; human values need not be reducible to stable preferences; future humans or human-descended agents may differ materially from present humans; and increasingly capable AI may participate in the development of successor AI systems. The resulting problem is not merely dynamic alignment. It is alignment across a coupled transition in which humans H_t, values V_t, artificial systems A_t, and available knowledge K_t may all change, potentially on sharply different timescales. We call this problem class Transitional Alignment and organize it around three coupled problems. The Moving-Target Problem asks what long-run alignment can mean when the human side of the alignment relation is not static. The Differential-Rate Problem asks what happens when AI capability and successor creation proceed faster than meaningful human deliberation, adaptation, or governance. The Successor-Transport Problem asks whether any desirable safety property survives delegation, self-modification, automated AI research, model replacement, and successor creation. These problems remain even if a present system is well aligned. The paper rejects a tempting solution: instructing advanced AI to maximize agency, option value, pluralism, or procedural legitimacy. Such quantities are proxies and can themselves be Goodharted. Transitional Alignment therefore treats agency, corrigibility, non-manipulation, optionality, and deliberative capacity as candidate properties for adversarial evaluation, not as a scalar objective for superintelligence. Its main contribution is a research decomposition and a set of conditional claims: if meaningful participation is to persist through transformative AI, transition speed and successor-property transport must become first-class alignment variables. A worked coupled-failure case shows how small per-transition losses can accumulate across several successor cycles before one meaningful human review, creating cumulative unreviewed degradation; the broader accumulation of unresolved degradation, uncertainty, and verification gaps is termed transition debt.

Zenodo (CERN European Organization for Nuclear Research)
21c Consultancy (United Kingdom) (GB)
Peace, Justice and strong institutions
Openalex Percentile: Top 7%
Ethics and Social Impacts of AI
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