Joint fault prediction and remaining useful life estimation for large-scale mining equipment based on temporal convolutional network and multi-head self-attention

Abstract Reliable operation of large-scale mining equipment governs both production efficiency and the safety of the crews working underground, yet the maintenance strategies still common in the sector either replace healthy parts on a calendar or wait for a breakdown that arrives without warning. This paper proposes a joint fault prediction and remaining useful life (RUL) estimation method that couples temporal convolutional networks (TCN) with multi-head self-attention (MHSA). A multi-scale temporal convolution module built from three parallel dilated convolution branches with heterogeneous kernel sizes and dilation configurations resolves high-frequency fault impulses, medium-range operational trends and long-horizon degradation drift at the same time, while a channel attention mechanism weights each scale according to the input. The resulting features enter an MHSA-based fusion encoder that models global temporal dependencies across the observation window, so that the shared representation is at once locally discriminative and globally coherent. A unified multi-task framework with uncertainty-based dynamic loss weighting lets the fault classification head and the RUL regression head co-train over that representation without manual balancing. Because run-to-failure records from operating mine hoists are not publicly available, the method is validated on two public bearing benchmarks that are widely used as surrogates for hoist and gearbox bearings: the Case Western Reserve University data set for classification and the XJTU-SY accelerated degradation data set for RUL, in which one cycle denotes one minute of operation. Averaged over five random seeds, the method attains 98.72 ± 0.15% classification accuracy and an RUL RMSE of 11.83 ± 0.36 cycles, ahead of standalone TCN, Transformer, CNN-LSTM and classical machine-learning baselines as well as of four re-implemented integrated models, at the smallest parameter count of the comparison. Ablation experiments show that multi-scale branching, global attention encoding and joint training each contribute, the multi-task mechanism reducing the asymmetric score by 19.5% relative to single-task training. Robustness is further examined under impulsive shocks, power-frequency interference and sensor drift, and the step from these laboratory benchmarks to an operating mine is discussed as the principal open question.

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Publication Details

Journal
Scientific Reports
Published
2026-09-18
DOI
https://doi.org/10.1038/s41598-026-69929-x
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
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Joint fault prediction and remaining useful life estimation for large-scale mining equipment based on temporal convolutional network and multi-head self-attention

Fuyong Yang, Huiyi Zhu, Wenjun Xu, Jianhui Mao et al.
Scientific Reports
Machine Fault Diagnosis Techniques
article

Joint fault prediction and remaining useful life estimation for large-scale mining equipment based on temporal convolutional network and multi-head self-attention

Fuyong Yang, Huiyi Zhu, Wenjun Xu, Jianhui Mao, Dongfang Li
article en

Abstract

Abstract Reliable operation of large-scale mining equipment governs both production efficiency and the safety of the crews working underground, yet the maintenance strategies still common in the sector either replace healthy parts on a calendar or wait for a breakdown that arrives without warning. This paper proposes a joint fault prediction and remaining useful life (RUL) estimation method that couples temporal convolutional networks (TCN) with multi-head self-attention (MHSA). A multi-scale temporal convolution module built from three parallel dilated convolution branches with heterogeneous kernel sizes and dilation configurations resolves high-frequency fault impulses, medium-range operational trends and long-horizon degradation drift at the same time, while a channel attention mechanism weights each scale according to the input. The resulting features enter an MHSA-based fusion encoder that models global temporal dependencies across the observation window, so that the shared representation is at once locally discriminative and globally coherent. A unified multi-task framework with uncertainty-based dynamic loss weighting lets the fault classification head and the RUL regression head co-train over that representation without manual balancing. Because run-to-failure records from operating mine hoists are not publicly available, the method is validated on two public bearing benchmarks that are widely used as surrogates for hoist and gearbox bearings: the Case Western Reserve University data set for classification and the XJTU-SY accelerated degradation data set for RUL, in which one cycle denotes one minute of operation. Averaged over five random seeds, the method attains 98.72 ± 0.15% classification accuracy and an RUL RMSE of 11.83 ± 0.36 cycles, ahead of standalone TCN, Transformer, CNN-LSTM and classical machine-learning baselines as well as of four re-implemented integrated models, at the smallest parameter count of the comparison. Ablation experiments show that multi-scale branching, global attention encoding and joint training each contribute, the multi-task mechanism reducing the asymmetric score by 19.5% relative to single-task training. Robustness is further examined under impulsive shocks, power-frequency interference and sensor drift, and the step from these laboratory benchmarks to an operating mine is discussed as the principal open question.

Scientific Reports
Shanghai University of Engineering Science (CN), Quzhou College of Technology (CN)
Openalex Percentile: Top 15%
Machine Fault Diagnosis Techniques
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