Experimental identification and robust optimization of spindle–bearing systems with reliability constraints

Effective vibration control and dynamic behavior management in the presence of parameter uncertainties are critical for high-speed motorized spindles. Although traditional robust design optimization minimizes dynamic response variability, it lacks explicit control over failure probabilities. To address these limitations, this study utilizes data from 1000 experimental runs to drive a reliability-based robust optimization investigation. Instead of assuming ideal distributions, uncertainties in bearing stiffness and damping are quantified using the Multi-Innovation Stochastic Gradient (MISG) method. These empirically identified distributions are propagated via Monte Carlo simulation and integrated with the Non-dominated Sorting Genetic Algorithm II (NSGA-II) to analyze the trade-offs between vibration suppression and reliability across target failure probabilities of 1 %, 5 %, and 10 %. The results indicate that tightening the target failure constraint from 5 % to 1 % yields diminishing returns, necessitating a 7.0 % increase in preload for only a marginal gain in response robustness. Comprehensive experimental validation across the spectrum of 1000–24 000 rpm confirms the full-range efficacy of the proposed framework. Specifically, statistical validation via 20 independent physical replications at the rated speed of 24 000 rpm demonstrates that the optimized design reduces the experimental mean peak vibration by 16.84 % and the response standard deviation by 29.78 % while successfully curtailing the failure probability from 55.44 % to 0.35 %. These findings demonstrate that integrating experimental identification with robust optimization improves both dynamic performance and engineering reliability in spindle-bearing systems.

Authors

Institutions

Publication Details

Journal
Mechanical sciences
Published
2026-09-17
DOI
https://doi.org/10.5194/ms-17-839-2026
Primary Topic
Gear and Bearing Dynamics Analysis
Type
article
Field-Weighted Citation Impact
0.00

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
article

Experimental identification and robust optimization of spindle–bearing systems with reliability constraints

Jianwei Ma, Huimin Wu
Mechanical sciences
Gear and Bearing Dynamics Analysis
article

Experimental identification and robust optimization of spindle–bearing systems with reliability constraints

Jianwei Ma, Huimin Wu
article en

Abstract

Effective vibration control and dynamic behavior management in the presence of parameter uncertainties are critical for high-speed motorized spindles. Although traditional robust design optimization minimizes dynamic response variability, it lacks explicit control over failure probabilities. To address these limitations, this study utilizes data from 1000 experimental runs to drive a reliability-based robust optimization investigation. Instead of assuming ideal distributions, uncertainties in bearing stiffness and damping are quantified using the Multi-Innovation Stochastic Gradient (MISG) method. These empirically identified distributions are propagated via Monte Carlo simulation and integrated with the Non-dominated Sorting Genetic Algorithm II (NSGA-II) to analyze the trade-offs between vibration suppression and reliability across target failure probabilities of 1 %, 5 %, and 10 %. The results indicate that tightening the target failure constraint from 5 % to 1 % yields diminishing returns, necessitating a 7.0 % increase in preload for only a marginal gain in response robustness. Comprehensive experimental validation across the spectrum of 1000–24 000 rpm confirms the full-range efficacy of the proposed framework. Specifically, statistical validation via 20 independent physical replications at the rated speed of 24 000 rpm demonstrates that the optimized design reduces the experimental mean peak vibration by 16.84 % and the response standard deviation by 29.78 % while successfully curtailing the failure probability from 55.44 % to 0.35 %. These findings demonstrate that integrating experimental identification with robust optimization improves both dynamic performance and engineering reliability in spindle-bearing systems.

Mechanical sciencesVol. 17(2)
Dalian University of Technology (CN), Dalian University (CN)
National Natural Science Foundation of China, National Science and Technology Major Project, Fundamental Research Funds for the Central Universities
Industry, innovation and infrastructure
Openalex Percentile: Top 20%
Gear and Bearing Dynamics Analysis
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.