Analysis of Influencing Factors of the Thermal Environment Based on 2D/3D Urban Morphology Across Urban Functional Zones: A Case Study of Shenyang, China

Urban spatial patterns regulate microclimates, yet those nonlinear interactive actions of 2D landscape patterns and 3D building morphology on land surface temperature (LST) among diverse urban functional zones (UFZs) remain insufficiently quantified. Using Shenyang as the case study, this study coupled Bayesian-optimized LightGBM and GeoShapley to disentangle these driving mechanisms. The models demonstrated high predictive accuracy (R2 > 0.84 across all UFZs). Results show high-temperature zone proportions ranking as: commercial (17.93%) > public service (11.40%) > residential (8.70%) > industrial (3.97%). Further factor analysis reveals that while geographic location is the predominant overall driver, after removing this baseline effect, residential, public service, and commercial zones are mainly regulated by MNDWI and NDVI, while industrial zones are dominated by Spatial Congestion Degree (SCD) and Floor Area Ratio (FAR). Morphological metrics exhibit clear ecological thresholds: residential zones show turning points at FAR 1.19 and NDVI 0.13; commercial zones see SCD’s cooling effect reverse to warming beyond 0.27; industrial zones experience sharp deterioration when SCD and FAR exceed 0.09 and 0.51, respectively. These findings demonstrate the necessity of UFZ-based differentiated spatial regulation and provide actionable thresholds for climate-adaptive urban planning.

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Publication Details

Journal
Sustainability
Published
2026-09-15
DOI
https://doi.org/10.3390/su18189466
Primary Topic
Urban Heat Island Mitigation
Type
article
Field-Weighted Citation Impact
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article

Analysis of Influencing Factors of the Thermal Environment Based on 2D/3D Urban Morphology Across Urban Functional Zones: A Case Study of Shenyang, China

Junjiao Sun, Feng Gao, Xueyan Wang, Xiaohan Qu et al.
Sustainability
Urban Heat Island Mitigation
article

Analysis of Influencing Factors of the Thermal Environment Based on 2D/3D Urban Morphology Across Urban Functional Zones: A Case Study of Shenyang, China

Junjiao Sun, Feng Gao, Xueyan Wang, Xiaohan Qu, Jing Cao, Xiaoqing Wei, Quanping Zhang, Yang Li
article en

Abstract

Urban spatial patterns regulate microclimates, yet those nonlinear interactive actions of 2D landscape patterns and 3D building morphology on land surface temperature (LST) among diverse urban functional zones (UFZs) remain insufficiently quantified. Using Shenyang as the case study, this study coupled Bayesian-optimized LightGBM and GeoShapley to disentangle these driving mechanisms. The models demonstrated high predictive accuracy (R2 > 0.84 across all UFZs). Results show high-temperature zone proportions ranking as: commercial (17.93%) > public service (11.40%) > residential (8.70%) > industrial (3.97%). Further factor analysis reveals that while geographic location is the predominant overall driver, after removing this baseline effect, residential, public service, and commercial zones are mainly regulated by MNDWI and NDVI, while industrial zones are dominated by Spatial Congestion Degree (SCD) and Floor Area Ratio (FAR). Morphological metrics exhibit clear ecological thresholds: residential zones show turning points at FAR 1.19 and NDVI 0.13; commercial zones see SCD’s cooling effect reverse to warming beyond 0.27; industrial zones experience sharp deterioration when SCD and FAR exceed 0.09 and 0.51, respectively. These findings demonstrate the necessity of UFZ-based differentiated spatial regulation and provide actionable thresholds for climate-adaptive urban planning.

SustainabilityVol. 18(18)
Shenyang Institute of Engineering (CN), Shenyang Agricultural University (CN), Shenyang University of Technology (CN), Chinese Academy of Sciences (CN), CCTEG Shenyang Research Institute (CN), Institute of Applied Ecology (CN)
Sustainable cities and communities, Climate action
Openalex Percentile: Top 18%
Urban Heat Island Mitigation
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