WHOSE ARMY? Armed Forces, Tyrannies, Citizens, Freedom, the Protection Virtue and the Oath Test: A Criterion-Fixed Comparative Adjudication of Civil–Military Architectures And a Proposal for a Constitutional Amendment on the Role of the Armed Forces

Abstract Armed forces are usually described as instruments of national sovereignty. The description is accurate about most of them and it settles nothing, because sovereignty is a property of states and states differ in whether they hold their power from the people or against them. An army that defends the sovereignty of a state which has seized its population is doing exactly what the sovereignty description asks of it. This article argues that the primary object of legitimate armed force is not the sovereignty of the state but the freedom of the people, and that sovereignty is instrumental to that and derives its claim from it. The argument is made from the Philosophy of Virtues, where protection occupies a distinct structural position: it is the virtue whose function is the defence of every other virtue, and it has that position because freedom is the substance the other virtues are made of and freedom can be extinguished by organised force. Seven civil–military architectures are described as they are, from the comparative literature: the party-army, in which the force is an organ of a ruling party and not of the state; the constitutional army under democratic civilian control; the tutelary or guardian military that claims a standing right to adjudicate the political order; the personalist and coup-proofed configuration with parallel forces; the militia and citizen-army model; the constitutionally restricted defence force; and the internal-security army configured primarily against its own population. Four results follow. T1, the Oath Test: the entity to which a soldier swears is a public, universally available datum that sorts the typology and predicts the sign of the instrument, because an oath names the power to which the soldier’s discipline has been delivered. T2: a force whose discipline is delivered to a party or a person is not a weaker protector but the determinate opposite of one — the form of protection conserved, its substance replaced, and the resulting instrument available for exactly the seizure protection exists to prevent. T3: a military that adjudicates political legitimacy has entered the loop it is meant to guard, and by the programme’s migration result its residue has a computable destination. T4: the soldier’s duty to refuse a manifestly criminal order is not an exception to military discipline but the point at which the protection virtue is actually exercised, and it is the individual-scale instance of the programme’s account of obligatory resistance. The defensible claim in its place is narrower and stronger: what correlates with tyranny is the monopolisation of organised force by a single unaccountable actor, and non-monopolisation admits several architectures of which an armed citizenry is one. Finally, in Part II, a Proposal for a Constitutional Amendment on the Role of the Armed Forces in Protecting the People’s Freedom. Keywords: civil–military relations; armed forces; freedom; tyranny; party-army; oath; military refusal; coup-proofing; constitutionalism; Philosophy of Virtues Highlights · Every constitution says its army defends the people; the states whose armies have been used against their own populations say it most emphatically. The mission clause is not a criterion. · Civilian control cannot distinguish the cases because all of them have it: the Wehrmacht was subordinate to civilian authority, and so was the NKVD. · Professionalism is neutral between masters, and an inverted instrument operated professionally is a more complete instrument of seizure. · T1: an armed force’s sign is set by the power to which its discipline has been delivered; the oath is the cheapest and most widely available public trace of that transfer, not the criterion itself. · The indicators are ordered by cost of faking, not averaged: a party organ inside the chain of command is dispositive whatever the oath says. · T2: a party-army is not a protector with a bad employer but the determinate opposite of protection, wearing its uniform. China, Vietnam, North Korea, Cuba and Laos name a party among the objects of military allegiance in their own constitutions and doctrine, and operate a political organisation inside the chain of command — which the priority rule makes dispositive. · Three cases carry T4: Xu Qinxian refused to take the 38th Army into Beijing in 1989 and was imprisoned, because no provision existed to protect him; Leipzig and Bucharest fell the other way, and neither outcome was assisted by any law. · T3: the guardian military has entered the loop it guards, and accumulates reserved domains rather than open rule — which is why tutelage persists. · T4: refusal of a manifestly criminal order is the point at which the protection virtue is exercised. The line is aggregation against coordination — a thousand independent refusals are refusals; the same number with a spokesman and a demand is obstruction. · What correlates with tyranny is monopolisation of force by an unaccountable actor, not the prevalence of arms — and Part II drafts the constitutional provisions that follow, a Proposal for a Constitutional Amendment on the Role of the Armed Forces in Protecting the People’s Freedom. Relevance The received methods all ask who commands the force. None asks what the force is constituted to protect, and the second question — unlike the first — has a public answer readable from documents every state already publishes. The practical stake is narrow and large. In the hours when a tyranny is decided, the question is whether soldiers fire; it is answered by junior personnel in minutes, under pressure, and the civil-resistance record suggests that how it is answered is among the strongest determinants of whether a repressive regime survives. A virtue cannot be left to arrive on the day. One constitutional order has written the refusal into its service law, because it was rebuilt by people who had watched the alternative. Part II turns that into a drafted chapter: eight articles, five of them entrenched, specifying the oath, prohibiting factional command and military tutelage, conditioning domestic deployment, and barring the selective disarmament of any identifiable group.

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Publication Details

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Zenodo (CERN European Organization for Nuclear Research)
Published
2026-09-14
DOI
https://doi.org/10.5281/zenodo.22753896
Primary Topic
War, Ethics, and Justification
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preprint
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WHOSE ARMY? Armed Forces, Tyrannies, Citizens, Freedom, the Protection Virtue and the Oath Test: A Criterion-Fixed Comparative Adjudication of Civil–Military Architectures And a Proposal for a Constitutional Amendment on the Role of the Armed Forces

José Caetano de Mattos
Zenodo (CERN European Organization for Nuclear Research)
War, Ethics, and Justification
preprint

WHOSE ARMY? Armed Forces, Tyrannies, Citizens, Freedom, the Protection Virtue and the Oath Test: A Criterion-Fixed Comparative Adjudication of Civil–Military Architectures And a Proposal for a Constitutional Amendment on the Role of the Armed Forces

José Caetano de Mattos
preprint en

Abstract

Abstract Armed forces are usually described as instruments of national sovereignty. The description is accurate about most of them and it settles nothing, because sovereignty is a property of states and states differ in whether they hold their power from the people or against them. An army that defends the sovereignty of a state which has seized its population is doing exactly what the sovereignty description asks of it. This article argues that the primary object of legitimate armed force is not the sovereignty of the state but the freedom of the people, and that sovereignty is instrumental to that and derives its claim from it. The argument is made from the Philosophy of Virtues, where protection occupies a distinct structural position: it is the virtue whose function is the defence of every other virtue, and it has that position because freedom is the substance the other virtues are made of and freedom can be extinguished by organised force. Seven civil–military architectures are described as they are, from the comparative literature: the party-army, in which the force is an organ of a ruling party and not of the state; the constitutional army under democratic civilian control; the tutelary or guardian military that claims a standing right to adjudicate the political order; the personalist and coup-proofed configuration with parallel forces; the militia and citizen-army model; the constitutionally restricted defence force; and the internal-security army configured primarily against its own population. Four results follow. T1, the Oath Test: the entity to which a soldier swears is a public, universally available datum that sorts the typology and predicts the sign of the instrument, because an oath names the power to which the soldier’s discipline has been delivered. T2: a force whose discipline is delivered to a party or a person is not a weaker protector but the determinate opposite of one — the form of protection conserved, its substance replaced, and the resulting instrument available for exactly the seizure protection exists to prevent. T3: a military that adjudicates political legitimacy has entered the loop it is meant to guard, and by the programme’s migration result its residue has a computable destination. T4: the soldier’s duty to refuse a manifestly criminal order is not an exception to military discipline but the point at which the protection virtue is actually exercised, and it is the individual-scale instance of the programme’s account of obligatory resistance. The defensible claim in its place is narrower and stronger: what correlates with tyranny is the monopolisation of organised force by a single unaccountable actor, and non-monopolisation admits several architectures of which an armed citizenry is one. Finally, in Part II, a Proposal for a Constitutional Amendment on the Role of the Armed Forces in Protecting the People’s Freedom. Keywords: civil–military relations; armed forces; freedom; tyranny; party-army; oath; military refusal; coup-proofing; constitutionalism; Philosophy of Virtues Highlights · Every constitution says its army defends the people; the states whose armies have been used against their own populations say it most emphatically. The mission clause is not a criterion. · Civilian control cannot distinguish the cases because all of them have it: the Wehrmacht was subordinate to civilian authority, and so was the NKVD. · Professionalism is neutral between masters, and an inverted instrument operated professionally is a more complete instrument of seizure. · T1: an armed force’s sign is set by the power to which its discipline has been delivered; the oath is the cheapest and most widely available public trace of that transfer, not the criterion itself. · The indicators are ordered by cost of faking, not averaged: a party organ inside the chain of command is dispositive whatever the oath says. · T2: a party-army is not a protector with a bad employer but the determinate opposite of protection, wearing its uniform. China, Vietnam, North Korea, Cuba and Laos name a party among the objects of military allegiance in their own constitutions and doctrine, and operate a political organisation inside the chain of command — which the priority rule makes dispositive. · Three cases carry T4: Xu Qinxian refused to take the 38th Army into Beijing in 1989 and was imprisoned, because no provision existed to protect him; Leipzig and Bucharest fell the other way, and neither outcome was assisted by any law. · T3: the guardian military has entered the loop it guards, and accumulates reserved domains rather than open rule — which is why tutelage persists. · T4: refusal of a manifestly criminal order is the point at which the protection virtue is exercised. The line is aggregation against coordination — a thousand independent refusals are refusals; the same number with a spokesman and a demand is obstruction. · What correlates with tyranny is monopolisation of force by an unaccountable actor, not the prevalence of arms — and Part II drafts the constitutional provisions that follow, a Proposal for a Constitutional Amendment on the Role of the Armed Forces in Protecting the People’s Freedom. Relevance The received methods all ask who commands the force. None asks what the force is constituted to protect, and the second question — unlike the first — has a public answer readable from documents every state already publishes. The practical stake is narrow and large. In the hours when a tyranny is decided, the question is whether soldiers fire; it is answered by junior personnel in minutes, under pressure, and the civil-resistance record suggests that how it is answered is among the strongest determinants of whether a repressive regime survives. A virtue cannot be left to arrive on the day. One constitutional order has written the refusal into its service law, because it was rebuilt by people who had watched the alternative. Part II turns that into a drafted chapter: eight articles, five of them entrenched, specifying the oath, prohibiting factional command and military tutelage, conditioning domestic deployment, and barring the selective disarmament of any identifiable group.

Zenodo (CERN European Organization for Nuclear Research)
Reduced inequalities
War, Ethics, and Justification
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